BARNES THOMAS O 4
4 · BARNES GROUP INC · Filed Nov 4, 2021
Insider Transaction Report
Form 4
BARNES THOMAS O
Director
Transactions
- Gift
Common Stock
2021-08-30−146,900→ 545,306.84 total - Gift
Common Stock
2021-10-27+28,995→ 574,336.72 total - Gift
Common Stock
2021-08-30+146,900→ 151,417.78 total(indirect: By Spouse)
Holdings
- 39,116(indirect: By Trust)
Common Stock
- 54,053(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Includes (a) a balance of 1,002 Restricted Stock Units granted 2/12/2021, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date; (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 532,304.84 shares of common stock.
- [F2]Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- [F3]Reflects distribution as a trust beneficiary.
- [F4]Includes (a) a balance of 501 Restricted Stock Units granted 2/12/2021, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date; (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 561,835.72 shares of common stock, which include 34.88 shares from dividends reinvested on 9/10/21.