4//SEC Filing
HOOK THOMAS J 4
Accession 0000009984-24-000156
CIK 0000009984other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:57 PM ET
Size
19.3 KB
Accession
0000009984-24-000156
Insider Transaction Report
Form 4
HOOK THOMAS J
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2024-12-17$30.32/sh+1,183,406$35,880,870→ 1,559,956 total - Exercise/Conversion
Common Stock
2024-12-17$44.94/sh+63,200$2,840,208→ 696,138 total - Exercise/Conversion
Employee Stock Option-Right to Buy
2024-12-17−79,400→ 0 totalExercise: $34.67Exp: 2034-02-08→ Common Stock (79,400 underlying) - Tax Payment
Common Stock
2024-12-17$47.17/sh−61,388$2,895,672→ 634,750 total - Tax Payment
Common Stock
2024-12-17$47.17/sh−66,639$3,143,362→ 647,511 total - Exercise/Conversion
Employee Stock Option-Right to Buy
2024-12-17−63,200→ 0 totalExercise: $44.94Exp: 2023-02-09→ Common Stock (63,200 underlying) - Tax Payment
Common Stock
2024-12-17$47.17/sh−927,018$43,727,439→ 632,938 total - Exercise/Conversion
Common Stock
2024-12-17$34.67/sh+79,400$2,752,798→ 714,150 total - Exercise/Conversion
Stock Option-Right to Buy
2024-12-17−1,183,406→ 0 totalExercise: $30.32Exp: 2032-07-14→ Common Stock (1,183,406 underlying)
Footnotes (4)
- [F1]Reflects the exercise of stock options granted on 7/14/2022, 2/9/2023, and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement.
- [F2]Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
- [F3]Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above.
- [F4]The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 7/14/2022, 2/9/2023, and 2/8/2024 grant date, respectively.
Documents
Issuer
BARNES GROUP INC
CIK 0000009984
Entity typeother
Related Parties
1- filerCIK 0001180346
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 4:57 PM ET
- Size
- 19.3 KB