4//SEC Filing
Knoll Jay B 4
Accession 0000009984-24-000158
CIK 0000009984other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:58 PM ET
Size
14.4 KB
Accession
0000009984-24-000158
Insider Transaction Report
Form 4
Knoll Jay B
SVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Employee Stock Option-Right to Buy
2024-12-17−10,095→ 0 totalExercise: $44.94Exp: 2033-02-09→ Common Stock (10,095 underlying) - Exercise/Conversion
Employee Stock Option-Right to Buy
2024-12-17−12,800→ 0 totalExercise: $34.67Exp: 2034-02-08→ Common Stock (12,800 underlying) - Tax Payment
Common Stock
2024-12-17$47.17/sh−11,015$519,578→ 44,874 total - Exercise/Conversion
Common Stock
2024-12-17$34.67/sh+12,800$443,776→ 55,889 total - Exercise/Conversion
Common Stock
2024-12-17$44.94/sh+10,095$453,669→ 52,933 total - Tax Payment
Common Stock
2024-12-17$47.17/sh−9,844$464,341→ 43,089 total
Footnotes (4)
- [F1]Reflects the exercise of stock options granted on 2/9/2023 and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement.
- [F2]Includes balances of 7,699 Restricted Stock Units ("RSUs") granted 2/9/2023, 3,541 RSUs granted 2/9/2023, and 7,000 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
- [F3]Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above.
- [F4]The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2023 and 2/8/2024 grant date, respectively.
Documents
Issuer
BARNES GROUP INC
CIK 0000009984
Entity typeother
Related Parties
1- filerCIK 0001365208
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 4:58 PM ET
- Size
- 14.4 KB