4//SEC Filing
MAPLEBY HOLDINGS MERGER Corp 4
Accession 0000012978-13-000030
CIK 0000012978operating
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 11:38 AM ET
Size
19.2 KB
Accession
0000012978-13-000030
Insider Transaction Report
Form 4
Hartley Larry
SVP, Supply Chain
Transactions
- Other
Series D Convertible Preferred Stock
2013-11-05−1,371→ 0 total(indirect: By Trust) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-11-05−10,373→ 0 totalExercise: $14.89Exp: 2018-02-09→ Common Stock (10,373 underlying) - Other
Common Stock
2013-11-05+4,118→ 4,118 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2013-11-05−4,118→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2013-11-05−50,362→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-11-05−13,357→ 0 totalExercise: $12.82Exp: 2017-02-11→ Common Stock (13,357 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-11-05−11,869→ 0 totalExercise: $4.92Exp: 2019-02-16→ Common Stock (11,869 underlying)
Footnotes (7)
- [F1]Includes shares acquired through a dividend reinvestment plan that were not previously reported.
- [F2]Disposed of pursuant to a merger agreement between OfficeMax Incorporated (the "Company"), Office Depot, Inc. ("ODP") and their respective subsidiaries, in exchange for 71,033 shares of ODP common stock and 64,442 ODP restricted stock units, on the effective date of the merger (such merger, the "Merger") (in accordance with the exchange ratio set forth in the merger agreement pursuant to which each share of the Company's common stock was exchanged for 2.69 shares of ODP common stock). The closing price of ODP common stock on November 5, 2013 (the effective date of the Merger) was $5.65 per share.
- [F3]Pursuant to the Certificate of Designation of Convertible Preferred Stock, Series D, each share of OfficeMax Series D Preferred Stock was redeemed on November 5, 2013, following the redemption date of November 4, 2013, for a redemption price of $45.00 per share, plus all accrued and unpaid dividends thereon. The redemption price was paid in shares of OfficeMax common stock, which were valued for such purposes at their Fair Market Value of as of the redemption date (as defined in the Certificate of Designation), or $15.415 per share. The reporting person received 4,118 shares of OfficeMax common stock in connection with the redemption of his OfficeMax Series D Preferred Stock.
- [F4]Disposed of pursuant to a merger agreement between the Company, ODP and their respective subsidiaries, in exchange for 11,078 shares of ODP common stock, on the effective date of the Merger (in accordance with the exchange ratio set forth in the merger agreement pursuant to which each share of the Company's common stock was exchanged for 2.69 shares of ODP common stock). The closing price of ODP common stock on November 5, 2013 (the effective date of the Merger) was $5.65 per share.
- [F5]This stock option, which provided for vesting in three equal annual installments, on each of the first three anniversaries of its 2/11/2010 grant date, was assumed by ODP in connection with the Merger and replaced with an option to purchase 35,930 shares of ODP common stock for $4.77 per share.
- [F6]This stock option, which provided for vesting in three equal annual installments, on each of the first three anniversaries of its 2/9/2011 grant date, was assumed by ODP in connection with the Merger and replaced with an option to purchase 27,903 shares of ODP common stock for $5.54 per share.
- [F7]This stock option, which provided for vesting in three equal annual installments, on each of the first three anniversaries of its 2/16/2012 grant date, was assumed by ODP in connection with the Merger and replaced with an option to purchase 31,927 shares of ODP common stock for $1.83 per share.
Documents
Issuer
MAPLEBY HOLDINGS MERGER Corp
CIK 0000012978
Entity typeoperating
Related Parties
1- filerCIK 0000012978
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 11:38 AM ET
- Size
- 19.2 KB