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4//SEC Filing

BRISTOL MYERS SQUIBB CO 4

Accession 0000014272-17-000079

$BMYCIK 0000014272operating
View on SEC.govCompany Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 8:29 PM ET

Size

40.7 KB

Accession

0000014272-17-000079

Insider Transaction Report

Form 4
Period: 2017-03-10
BRISTOL MYERS SQUIBB COBMY
Caldarella Joseph C
VP & Financial Controller
Transactions
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2017-03-10+1,105→ 59,228.083 total
  • Other

    Common Stock, $0.10 par value

    2017-03-10−159→ 59,069.083 total
  • Tax Payment

    Common Stock, $0.10 par value

    2017-03-10$58.32/sh−468$27,294→ 57,526.083 total
  • Tax Payment

    Common Stock, $0.10 par value

    2017-03-10$58.32/sh−1,138$66,368→ 56,859.083 total
  • Other

    Common Stock, $0.10 par value

    2017-03-10−153→ 58,543.083 total
  • Tax Payment

    Common Stock, $0.10 par value

    2017-03-10$58.32/sh−390$22,745→ 58,679.083 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2017-03-10+10,232→ 68,911.083 total
  • Tax Payment

    Common Stock, $0.10 par value

    2017-03-10$58.32/sh−5,178$301,981→ 63,733.083 total
  • Exercise/Conversion

    Market Share Units

    2017-03-10−1,851→ 0 total
    Exp: 2017-03-10→ Common Stock, $0.10 par value (1,851 underlying)
  • Exercise/Conversion

    Market Share Units

    2017-03-10−1,126→ 1,127 total
    Exp: 2018-03-10→ Common Stock, $0.10 par value (1,126 underlying)
  • Exercise/Conversion

    Market Share Units

    2017-03-10−1,170→ 2,342 total
    Exp: 2019-03-10→ Common Stock, $0.10 par value (1,170 underlying)
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2017-03-10+1,851→ 57,089.083 total
  • Other

    Common Stock, $0.10 par value

    2017-03-10+908→ 57,997.083 total
  • Other

    Common Stock, $0.10 par value

    2017-03-10+9→ 57,994.083 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2017-03-10+1,126→ 57,985.083 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2017-03-10+1,170→ 58,696.083 total
  • Tax Payment

    Common Stock, $0.10 par value

    2017-03-10$58.32/sh−420$24,494→ 58,123.083 total
  • Award

    Market Share Units

    2017-03-10+5,151→ 5,151 total
    Exp: 2021-03-10→ Common Stock, $0.10 par value (5,151 underlying)
  • Exercise/Conversion

    Performance Shares

    2017-03-10−10,232→ 0 total
    Exp: 2017-03-10→ Common Stock, $0.10 par value (10,232 underlying)
  • Exercise/Conversion

    Market Share Units

    2017-03-10−1,105→ 3,316 total
    Exp: 2020-03-10→ Common Stock, $0.10 par value (1,105 underlying)
  • Award

    Performance Shares

    2017-03-10+7,727→ 7,727 total
    Exp: 2020-03-10→ Common Stock, $0.10 par value (7,727 underlying)
Holdings

  • Common Stock, $0.10 par value

    (indirect: By BMY Savings and Investment Program)
    1,751.596
Footnotes (13)
  • [F1]Represents vesting of one-quarter of market share units granted on March 10, 2013.
  • [F10]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
  • [F11]Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
  • [F12]Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.
  • [F13]Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.
  • [F2]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
  • [F3]Shares withheld for payment of taxes upon vesting of awards.
  • [F4]Represents vesting of one-quarter of market share units granted on March 10, 2014.
  • [F5]Represents vesting of one-quarter of market share units granted on March 10, 2015.
  • [F6]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
  • [F7]Represents vesting of one-quarter of market share units granted on March 10, 2016.
  • [F8]Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
  • [F9]Based on a plan statement as of the end of the most recent fiscal quarter

Documents

1 file

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

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Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014272

Filing Metadata

Form type
4
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 8:29 PM ET
Size
40.7 KB
View on SEC.gov