BRISTOL MYERS SQUIBB CO 4

Accession 0000014272-17-000083

$BMYCIK 0000014272operating

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 8:30 PM ET

Size

39.7 KB

Accession

0000014272-17-000083

Insider Transaction Report

Form 4

Period: 2017-03-10

BRISTOL MYERS SQUIBB COBMY

Nielsen Anne

Chief Compliance & Ethics Off

Transactions

Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−389$22,686→ 29,510.789 total
Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+1,100→ 30,610.789 total
Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−420$24,494→ 30,198.789 total
Other
Common Stock, $0.10 par value
2017-03-10−140→ 31,541.789 total
Exercise/Conversion
Market Share Units
2017-03-10−689→ 0 total
Exp: 2017-03-10→ Common Stock, $0.10 par value (689 underlying)
Exercise/Conversion
Market Share Units
2017-03-10−1,100→ 1,100 total
Exp: 2018-03-10→ Common Stock, $0.10 par value (1,100 underlying)
Exercise/Conversion
Market Share Units
2017-03-10−971→ 2,916 total
Exp: 2020-03-10→ Common Stock, $0.10 par value (971 underlying)
Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−312$18,196→ 30,710.789 total
Exercise/Conversion
Market Share Units
2017-03-10−948→ 1,898 total
Exp: 2019-03-10→ Common Stock, $0.10 par value (948 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+689→ 29,561.789 total
Other
Common Stock, $0.10 par value
2017-03-10+338→ 29,899.789 total
Other
Common Stock, $0.10 par value
2017-03-10+8→ 30,618.789 total
Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+948→ 31,146.789 total
Other
Common Stock, $0.10 par value
2017-03-10−124→ 31,022.789 total
Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+971→ 31,681.789 total
Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−315$18,371→ 31,226.789 total
Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+9,988→ 41,214.789 total
Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−3,998$233,163→ 37,216.789 total
Award
Market Share Units
2017-03-10+4,347→ 4,347 total
Exp: 2021-03-10→ Common Stock, $0.10 par value (4,347 underlying)
Exercise/Conversion
Performance Shares
2017-03-10−9,988→ 0 total
Exp: 2017-03-10→ Common Stock, $0.10 par value (9,988 underlying)
Award
Performance Shares
2017-03-10+6,521→ 6,521 total
Exp: 2020-03-10→ Common Stock, $0.10 par value (6,521 underlying)

Footnotes (12)

[F1]Represents vesting of one-quarter of market share units granted on March 10, 2013.
[F10]Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
[F11]Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.
[F12]Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.
[F2]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
[F3]Shares withheld for payment of taxes upon vesting of awards.
[F4]Represents vesting of one-quarter of market share units granted on March 10, 2014.
[F5]Represents vesting of one-quarter of market share units granted on March 10, 2015.
[F6]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
[F7]Represents vesting of one-quarter of market share units granted on March 10, 2016.
[F8]Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
[F9]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

Documents

1 file

4
wf-form4_148953781598205.xmlPrimary
FORM 4

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000014272

Filing Metadata

Form type: 4
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 8:30 PM ET
Size: 39.7 KB

View on SEC.gov