4//SEC Filing
BRISTOL MYERS SQUIBB CO 4
Accession 0000014272-17-000090
$BMYCIK 0000014272operating
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 8:33 PM ET
Size
35.3 KB
Accession
0000014272-17-000090
Insider Transaction Report
Form 4
Cuss Francis M
SVP Dscvry & Exp Clinl Resrch
Transactions
- Other
Common Stock, $0.10 par value
2017-03-10−653→ 298,682.531 total - Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−2,245$130,928→ 296,437.531 total - Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+2,740→ 292,471.531 total - Other
Common Stock, $0.10 par value
2017-03-10+1,343→ 293,814.531 total - Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−2,022$117,923→ 291,792.531 total - Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+5,279→ 297,071.531 total - Other
Common Stock, $0.10 par value
2017-03-10+41→ 297,112.531 total - Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−2,759$160,905→ 294,353.531 total - Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+4,982→ 299,335.531 total - Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+5,772→ 302,209.531 total - Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−2,562$149,416→ 298,816.531 total - Exercise/Conversion
Common Stock, $0.10 par value
2017-03-10+47,953→ 346,769.531 total - Tax Payment
Common Stock, $0.10 par value
2017-03-10$58.32/sh−24,864$1,450,068→ 321,905.531 total - Other
Common Stock, $0.10 par value
2017-03-10−831→ 301,378.531 total - Exercise/Conversion
Market Share Units
2017-03-10−2,740→ 0 totalExp: 2017-03-10→ Common Stock, $0.10 par value (2,740 underlying) - Exercise/Conversion
Market Share Units
2017-03-10−5,279→ 5,280 totalExp: 2018-03-10→ Common Stock, $0.10 par value (5,279 underlying) - Exercise/Conversion
Market Share Units
2017-03-10−4,982→ 9,966 totalExp: 2019-03-10→ Common Stock, $0.10 par value (4,982 underlying) - Exercise/Conversion
Market Share Units
2017-03-10−5,772→ 17,318 totalExp: 2020-03-10→ Common Stock, $0.10 par value (5,772 underlying) - Exercise/Conversion
Performance Shares
2017-03-10−47,953→ 0 totalExp: 2017-03-10→ Common Stock, $0.10 par value (47,953 underlying)
Footnotes (10)
- [F1]Represents vesting of one-quarter of market share units granted on March 10, 2013.
- [F10]Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.
- [F2]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
- [F3]Shares withheld for payment of taxes upon vesting of awards.
- [F4]Represents vesting of one-quarter of market share units granted on March 10, 2014.
- [F5]Represents vesting of one-quarter of market share units granted on March 10, 2015.
- [F6]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
- [F7]Represents vesting of one-quarter of market share units granted on March 10, 2016.
- [F8]Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
- [F9]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Documents
Issuer
BRISTOL MYERS SQUIBB CO
CIK 0000014272
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014272
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 8:33 PM ET
- Size
- 35.3 KB