Home/Filings/4/0000014272-18-000109
4//SEC Filing

Lynch Thomas J. Jr. 4

Accession 0000014272-18-000109

CIK 0000014272other

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 4:37 PM ET

Size

15.5 KB

Accession

0000014272-18-000109

Insider Transaction Report

Form 4
Period: 2018-04-03
Transactions
  • Tax Payment

    Common Stock, $0.10 par value

    2018-04-03$62.77/sh3,351$210,34212,195.964 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2018-04-03+6,07118,266.964 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2018-04-03+6,29615,546.964 total
  • Other

    Common Stock, $0.10 par value

    2018-04-03+94919,215.964 total
  • Tax Payment

    Common Stock, $0.10 par value

    2018-04-03$62.77/sh3,737$234,57115,478.964 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-04-036,29618,888 total
    Exp: 2021-04-03Common Stock, $0.10 par value (6,296 underlying)
  • Exercise/Conversion

    Market Share Units

    2018-04-036,07118,214 total
    Exp: 2021-04-03Common Stock, $0.10 par value (6,071 underlying)
Footnotes (6)
  • [F1]Shares withheld for payment of taxes upon vesting of awards.
  • [F2]Represents vesting of one-quarter of market share units granted on April 3, 2017.
  • [F3]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
  • [F4]Each restricted stock unit converts into one share of common stock upon vesting.
  • [F5]Represents vesting of one-quarter of restricted stock units granted on April 3, 2017.
  • [F6]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

Entity typeother

Related Parties

1
  • filerCIK 0001474056

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:37 PM ET
Size
15.5 KB