4//SEC Filing
Lynch Thomas J. Jr. 4
Accession 0000014272-19-000073
CIK 0000014272other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 7:36 AM ET
Size
14.9 KB
Accession
0000014272-19-000073
Insider Transaction Report
Form 4
Lynch Thomas J. Jr.
Director
Transactions
- Other
Common Stock, $0.10 par value
2019-03-10−1,387→ 19,955.964 total - Exercise/Conversion
Market Share Units
2019-03-10−5,864→ 17,593 totalExp: 2022-03-10→ Common Stock, $0.10 par value (5,864 underlying) - Award
Performance Shares
2019-03-10+44,865→ 44,865 totalExp: 2022-03-10→ Common Stock, $0.10 par value (44,865 underlying) - Exercise/Conversion
Common Stock, $0.10 par value
2019-03-10+5,864→ 21,342.964 total - Tax Payment
Common Stock, $0.10 par value
2019-03-10$51.39/sh−2,383$122,462→ 17,572.964 total - Award
Market Share Units
2019-03-10+29,910→ 29,910 totalExp: 2023-03-10→ Common Stock, $0.10 par value (29,910 underlying)
Footnotes (6)
- [F1]Represents vesting of one-quarter of market share units granted on March 10, 2018.
- [F2]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
- [F3]Shares withheld for payment of taxes upon vesting of awards.
- [F4]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
- [F5]Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date
- [F6]Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.
Documents
Issuer
BRISTOL MYERS SQUIBB CO
CIK 0000014272
Entity typeother
Related Parties
1- filerCIK 0001474056
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 7:36 AM ET
- Size
- 14.9 KB