Bancroft Charles A 4

Accession 0000014272-20-000113

CIK 0000014272other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 6:11 PM ET

Size

39.7 KB

Accession

0000014272-20-000113

Insider Transaction Report

Form 4

Period: 2020-03-10

BRISTOL MYERS SQUIBB COBMY

Bancroft Charles A

Acting CFO

Transactions

Other
Common Stock, $0.10 par value
2020-03-10−100→ 98,383.283 total
Other
Common Stock, $0.10 par value
2020-03-10−297→ 106,408.283 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−2,508$145,288→ 103,900.283 total
Other
Common Stock, $0.10 par value
2020-03-10+1,842→ 113,961.283 total
Exercise/Conversion
Market Share Units
2020-03-10−6,207→ 12,415 total
Exp: 2022-03-10→ Common Stock, $0.10 par value (6,207 underlying)
Exercise/Conversion
Market Share Units
2020-03-10−8,219→ 24,659 total
Exp: 2023-03-10→ Common Stock, $0.10 par value (8,219 underlying)
Exercise/Conversion
Performance Shares
2020-03-10−43,944→ 0 total
Exp: 2020-03-10→ Common Stock, $0.10 par value (43,944 underlying)
Gift
Common Stock, $0.10 par value
2020-03-10−300,000→ 92,309.283 total
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+43,944→ 153,637.283 total
Other
Common Stock, $0.10 par value
2020-03-10+4,408→ 158,045.283 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−20,511$1,188,202→ 137,534.283 total
Exercise/Conversion
Market Share Units
2020-03-10−6,174→ 0 total
Exp: 2020-03-10→ Common Stock, $0.10 par value (6,174 underlying)
Exercise/Conversion
Market Share Units
2020-03-10−7,324→ 7,324 total
Exp: 2021-03-01→ Common Stock, $0.10 par value (7,324 underlying)
Gift
Common Stock, $0.10 par value
2020-03-10+300,000→ 300,000 total(indirect: By Trust)
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+6,174→ 98,483.283 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−2,577$149,286→ 95,806.283 total
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+7,324→ 103,130.283 total
Other
Common Stock, $0.10 par value
2020-03-10+825→ 103,955.283 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−3,457$200,264→ 100,498.283 total
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+6,207→ 106,705.283 total
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+8,219→ 112,119.283 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−4,268$247,245→ 109,693.283 total

Footnotes (12)

[F1]Reporting person transferred shares to a grantor annuity trust (GRAT).
[F10]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
[F11]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
[F12]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
[F2]Represents vesting of one-quarter of market share units granted on March 10, 2016.
[F3]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
[F4]Shares withheld for payment of taxes upon vesting.
[F5]Represents vesting of one-quarter of market share units granted on March 10, 2017.
[F6]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
[F7]Represents vesting of one-quarter of market share units granted on March 10, 2018.
[F8]Represents vesting of one-quarter of market share units granted on March 10, 2019.
[F9]Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.

Documents

1 file

4
wf-form4_158405105510153.xmlPrimary
FORM 4

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→

Entity typeother

Related Parties

filerCIK 0001480250

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 6:11 PM ET
Size: 39.7 KB

View on SEC.gov