4//SEC Filing
Elicker John E 4
Accession 0000014272-20-000119
CIK 0000014272other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 6:14 PM ET
Size
36.6 KB
Accession
0000014272-20-000119
Insider Transaction Report
Form 4
Elicker John E
SVP Pub Affairs & Inv Relation
Transactions
- Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+1,349→ 60,014.583 total - Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−502$29,081→ 62,238.583 total - Exercise/Conversion
Market Share Units
2020-03-10−2,161→ 6,484 totalExp: 2023-03-10→ Common Stock, $0.10 par value (2,161 underlying) - Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+1,666→ 62,820.583 total - Other
Common Stock, $0.10 par value
2020-03-10+484→ 64,883.583 total - Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+1,890→ 61,518.583 total - Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−577$33,426→ 61,154.583 total - Other
Common Stock, $0.10 par value
2020-03-10−80→ 62,740.583 total - Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+11,341→ 75,101.583 total - Other
Common Stock, $0.10 par value
2020-03-10+1,138→ 76,239.583 total - Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−5,294$306,681→ 70,945.583 total - Other
Common Stock, $0.10 par value
2020-03-10−22→ 59,992.583 total - Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−364$21,087→ 59,628.583 total - Other
Common Stock, $0.10 par value
2020-03-10+213→ 61,731.583 total - Exercise/Conversion
Market Share Units
2020-03-10−1,890→ 1,891 totalExp: 2021-03-10→ Common Stock, $0.10 par value (1,890 underlying) - Exercise/Conversion
Performance Shares
2020-03-10−11,341→ 0 totalExp: 2020-03-10→ Common Stock, $0.10 par value (11,341 underlying) - Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+2,161→ 64,399.583 total - Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−1,123$65,055→ 63,760.583 total - Exercise/Conversion
Market Share Units
2020-03-10−1,349→ 0 totalExp: 2020-03-10→ Common Stock, $0.10 par value (1,349 underlying) - Exercise/Conversion
Market Share Units
2020-03-10−1,666→ 3,332 totalExp: 2022-03-10→ Common Stock, $0.10 par value (1,666 underlying)
Footnotes (11)
- [F1]Represents vesting of one-quarter or market share units granted on March 10, 2016.
- [F10]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
- [F11]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
- [F2]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
- [F3]Shares withheld for payment of taxes upon vesting.
- [F4]Represents vesting of one-quarter or market share units granted on March 10, 2017.
- [F5]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
- [F6]Represents vesting of one-quarter or market share units granted on March 10, 2018.
- [F7]Represents vesting of one-quarter or market share units granted on March 10, 2019.
- [F8]Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
- [F9]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Documents
Issuer
BRISTOL MYERS SQUIBB CO
CIK 0000014272
Entity typeother
Related Parties
1- filerCIK 0001554788
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 6:14 PM ET
- Size
- 36.6 KB