Elicker John E 4

4 · BRISTOL MYERS SQUIBB CO · Filed Mar 12, 2020

Insider Transaction Report

Form 4

Period: 2020-03-10

BRISTOL MYERS SQUIBB COBMY

Elicker John E

SVP Pub Affairs & Inv Relation

Transactions

Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+1,349→ 60,014.583 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−502$29,081→ 62,238.583 total
Exercise/Conversion
Market Share Units
2020-03-10−2,161→ 6,484 total
Exp: 2023-03-10→ Common Stock, $0.10 par value (2,161 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+1,666→ 62,820.583 total
Other
Common Stock, $0.10 par value
2020-03-10+484→ 64,883.583 total
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+1,890→ 61,518.583 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−577$33,426→ 61,154.583 total
Other
Common Stock, $0.10 par value
2020-03-10−80→ 62,740.583 total
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+11,341→ 75,101.583 total
Other
Common Stock, $0.10 par value
2020-03-10+1,138→ 76,239.583 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−5,294$306,681→ 70,945.583 total
Other
Common Stock, $0.10 par value
2020-03-10−22→ 59,992.583 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−364$21,087→ 59,628.583 total
Other
Common Stock, $0.10 par value
2020-03-10+213→ 61,731.583 total
Exercise/Conversion
Market Share Units
2020-03-10−1,890→ 1,891 total
Exp: 2021-03-10→ Common Stock, $0.10 par value (1,890 underlying)
Exercise/Conversion
Performance Shares
2020-03-10−11,341→ 0 total
Exp: 2020-03-10→ Common Stock, $0.10 par value (11,341 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2020-03-10+2,161→ 64,399.583 total
Tax Payment
Common Stock, $0.10 par value
2020-03-10$57.93/sh−1,123$65,055→ 63,760.583 total
Exercise/Conversion
Market Share Units
2020-03-10−1,349→ 0 total
Exp: 2020-03-10→ Common Stock, $0.10 par value (1,349 underlying)
Exercise/Conversion
Market Share Units
2020-03-10−1,666→ 3,332 total
Exp: 2022-03-10→ Common Stock, $0.10 par value (1,666 underlying)

Footnotes (11)

[F1]Represents vesting of one-quarter or market share units granted on March 10, 2016.
[F10]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
[F11]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
[F2]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
[F3]Shares withheld for payment of taxes upon vesting.
[F4]Represents vesting of one-quarter or market share units granted on March 10, 2017.
[F5]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
[F6]Represents vesting of one-quarter or market share units granted on March 10, 2018.
[F7]Represents vesting of one-quarter or market share units granted on March 10, 2019.
[F8]Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
[F9]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Documents

1 file

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wf-form4_158405122103148.xmlPrimary
FORM 4