von Autenried Paul 4

4 · BRISTOL MYERS SQUIBB CO · Filed Mar 12, 2021

Insider Transaction Report

Form 4

Period: 2021-03-10

BRISTOL MYERS SQUIBB COBMY

von Autenried Paul

SVP & CIO

Transactions

Other
Common Stock, $0.10 par value
2021-03-10+137→ 128,890.066 total
Other
Common Stock, $0.10 par value
2021-03-10−167→ 129,952.066 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+2,512→ 131,915.066 total
Other
Common Stock, $0.10 par value
2021-03-10+435→ 132,350.066 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−1,317$80,245→ 131,033.066 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+2,316→ 133,349.066 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−1,094$66,657→ 132,298.066 total
Other
Common Stock, $0.10 par value
2021-03-10+2,239→ 146,039.066 total
Exercise/Conversion
Market Share Units
2021-03-10−1,917→ 1,917 total
Exp: 2022-03-10→ Common Stock, $0.10 par value (1,917 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+2,055→ 128,753.066 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−688$41,920→ 128,202.066 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+1,917→ 130,119.066 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−549$33,451→ 129,403.066 total
Other
Common Stock, $0.10 par value
2021-03-10+43→ 133,392.066 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+11,502→ 143,800.066 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−6,369$388,063→ 139,670.066 total
Exercise/Conversion
Market Share Units
2021-03-10−2,055→ 0 total
Exp: 2021-03-10→ Common Stock, $0.10 par value (2,055 underlying)
Exercise/Conversion
Market Share Units
2021-03-10−2,316→ 6,951 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (2,316 underlying)
Award
Market Share Units
2021-03-10+9,287→ 9,287 total
Exp: 2025-03-10→ Common Stock, $0.10 par value (9,287 underlying)
Exercise/Conversion
Performance Shares
2021-03-10−11,502→ 0 total
Exp: 2021-03-10→ Common Stock, $0.10 par value (11,502 underlying)
Exercise/Conversion
Market Share Units
2021-03-10−2,512→ 5,026 total
Exp: 2023-03-10→ Common Stock, $0.10 par value (2,512 underlying)
Award
Performance Shares
2021-03-10+13,930→ 13,930 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (13,930 underlying)

Footnotes (13)

[F1]Represents vesting of one-quarter of market share units granted on March 10, 2017.
[F10]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
[F11]Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
[F12]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.
[F13]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.
[F2]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
[F3]Shares withheld for payment of taxes upon vesting.
[F4]Represents vesting of one-quarter of market share units granted on March 10, 2018.
[F5]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
[F6]Represents vesting of one-quarter of market share units granted on March 10, 2019.
[F7]Represents vesting of one-quarter of market share units granted on March 10, 2020.
[F8]Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.
[F9]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Documents

1 file

4
wf-form4_161559299018670.xmlPrimary
FORM 4