Schmukler Louis S 4

Accession 0000014272-21-000086

CIK 0000014272other

View on SEC.gov Company Profile

Filed

Mar 11, 7:00 PM ET

Accepted

Mar 12, 6:50 PM ET

Size

40.8 KB

Accession

0000014272-21-000086

Insider Transaction Report

Form 4

Period: 2021-03-10

BRISTOL MYERS SQUIBB COBMY

Schmukler Louis S

Pres., Global Manufacturing &

Transactions

Other
Common Stock, $0.10 par value
2021-03-10+76→ 37,086.466 total
Award
Performance Shares
2021-03-10+24,553→ 24,553 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (24,553 underlying)
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−1,198$72,994→ 28,782.466 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−1,141$69,521→ 30,330.466 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−1,942$118,326→ 32,966.466 total
Exercise/Conversion
Market Share Units
2021-03-10−2,946→ 2,949 total
Exp: 2022-03-10→ Common Stock, $0.10 par value (2,946 underlying)
Exercise/Conversion
Market Share Units
2021-03-10−3,902→ 7,804 total
Exp: 2023-03-10→ Common Stock, $0.10 par value (3,902 underlying)
Exercise/Conversion
Market Share Units
2021-03-10−4,044→ 12,132 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (4,044 underlying)
Exercise/Conversion
Performance Shares
2021-03-10−17,680→ 0 total
Exp: 2021-03-10→ Common Stock, $0.10 par value (17,680 underlying)
Other
Common Stock, $0.10 par value
2021-03-10−257→ 31,471.466 total
Other
Common Stock, $0.10 par value
2021-03-10+676→ 34,908.466 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+4,044→ 37,010.466 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−1,748$106,506→ 35,338.466 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+17,680→ 53,018.466 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+3,003→ 29,780.466 total
Other
Common Stock, $0.10 par value
2021-03-10+200→ 29,980.466 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+2,946→ 31,728.466 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+3,902→ 34,232.466 total
Other
Common Stock, $0.10 par value
2021-03-10+2,498→ 55,516.466 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−8,560$521,561→ 46,956.466 total
Exercise/Conversion
Market Share Units
2021-03-10−3,003→ 0 total
Exp: 2021-03-10→ Common Stock, $0.10 par value (3,003 underlying)
Award
Market Share Units
2021-03-10+16,369→ 16,369 total
Exp: 2025-03-10→ Common Stock, $0.10 par value (16,369 underlying)

Footnotes (12)

[F1]Represents vesting of one-quarter of market share units granted on March 10, 2017.
[F10]Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
[F11]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.
[F12]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.
[F2]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
[F3]Shares withheld for payment of taxes upon vesting.
[F4]Represents vesting of one-quarter of market share units granted on March 10, 2018.
[F5]Represents vesting of one-quarter of market share units granted on March 10, 2019.
[F6]Represents vesting of one-quarter of market share units granted on March 10, 2020.
[F7]Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.
[F8]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
[F9]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

Documents

1 file

4
wf-form4_161559302607115.xmlPrimary
FORM 4

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→

Entity typeother

Related Parties

filerCIK 0001530894

Filing Metadata

Form type: 4
Filed: Mar 11, 7:00 PM ET
Accepted: Mar 12, 6:50 PM ET
Size: 40.8 KB

View on SEC.gov