Eid Joseph 4

Accession 0000014272-21-000093

CIK 0000014272other

View on SEC.gov Company Profile

Filed

Mar 11, 7:00 PM ET

Accepted

Mar 12, 6:58 PM ET

Size

34.5 KB

Accession

0000014272-21-000093

Insider Transaction Report

Form 4

Period: 2021-03-10

BRISTOL MYERS SQUIBB COBMY

Eid Joseph

SVPHead Global Medical Affairs

Transactions

Exercise/Conversion
Performance Shares
2021-03-10−3,751→ 0 total
Exp: 2021-03-10→ Common Stock, $0.10 par value (3,751 underlying)
Other
Common Stock, $0.10 par value
2021-03-10+164→ 5,892 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+812→ 6,356 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+3,751→ 9,862 total
Other
Common Stock, $0.10 par value
2021-03-10+730→ 10,592 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−1,405$85,607→ 9,187 total
Exercise/Conversion
Market Share Units
2021-03-10−625→ 626 total
Exp: 2022-03-10→ Common Stock, $0.10 par value (625 underlying)
Exercise/Conversion
Market Share Units
2021-03-10−946→ 1,892 total
Exp: 2023-03-10→ Common Stock, $0.10 par value (946 underlying)
Exercise/Conversion
Market Share Units
2021-03-10−812→ 2,438 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (812 underlying)
Award
Market Share Units
2021-03-10+3,265→ 3,265 total
Exp: 2025-03-10→ Common Stock, $0.10 par value (3,265 underlying)
Award
Performance Shares
2021-03-10+4,898→ 4,898 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (4,898 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+625→ 5,016 total
Other
Common Stock, $0.10 par value
2021-03-10−55→ 4,961 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−179$10,906→ 4,782 total
Exercise/Conversion
Common Stock, $0.10 par value
2021-03-10+946→ 5,728 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−348$21,204→ 5,544 total
Other
Common Stock, $0.10 par value
2021-03-10+15→ 6,371 total
Tax Payment
Common Stock, $0.10 par value
2021-03-10$60.93/sh−260$15,842→ 6,111 total

Footnotes (12)

[F1]Represents vesting of one-quarter of market share units granted on March 10, 2018.
[F10]Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
[F11]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.
[F12]Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.
[F2]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
[F3]Shares withheld for payment of taxes upon vesting.
[F4]Represents vesting of one-quarter of market share units granted on March 10, 2019.
[F5]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
[F6]Represents vesting of one-quarter of market share units granted on March 10, 2020.
[F7]Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.
[F8]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
[F9]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

Documents

1 file

4
wf-form4_161559346533031.xmlPrimary
FORM 4

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→

Entity typeother

Related Parties

filerCIK 0001780247

Filing Metadata

Form type: 4
Filed: Mar 11, 7:00 PM ET
Accepted: Mar 12, 6:58 PM ET
Size: 34.5 KB

View on SEC.gov