Home/Filings/4/0000014272-22-000071
4//SEC Filing

Santiago Karen Murphy 4

Accession 0000014272-22-000071

CIK 0000014272other

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 9:16 PM ET

Size

40.8 KB

Accession

0000014272-22-000071

Insider Transaction Report

Form 4
Period: 2022-03-10
Transactions
  • Other

    Common Stock, $0.10 par value

    2022-03-10+12918,014 total
  • Other

    Common Stock, $0.10 par value

    2022-03-10+3,29227,781 total
  • Exercise/Conversion

    Market Share Units

    2022-03-106830 total
    Exp: 2022-03-10Common Stock, $0.10 par value (683 underlying)
  • Other

    Common Stock, $0.10 par value

    2022-03-10+35116,452 total
  • Tax Payment

    Common Stock, $0.10 par value

    2022-03-10$68.42/sh545$37,28915,907 total
  • Other

    Common Stock, $0.10 par value

    2022-03-10+15117,199 total
  • Tax Payment

    Common Stock, $0.10 par value

    2022-03-10$68.42/sh468$32,02116,731 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2022-03-10+6,93924,489 total
  • Exercise/Conversion

    Market Share Units

    2022-03-101,1412,282 total
    Exp: 2024-03-10Common Stock, $0.10 par value (1,141 underlying)
  • Award

    Market Share Units

    2022-03-10+3,2453,245 total
    Exp: 2026-03-10Common Stock, $0.10 par value (3,245 underlying)
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2022-03-10+68315,181 total
  • Other

    Common Stock, $0.10 par value

    2022-03-10+1015,191 total
  • Tax Payment

    Common Stock, $0.10 par value

    2022-03-10$68.42/sh246$16,83114,945 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2022-03-10+1,15616,101 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2022-03-10+1,14117,048 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2022-03-10+1,15417,885 total
  • Tax Payment

    Common Stock, $0.10 par value

    2022-03-10$68.42/sh464$31,74717,550 total
  • Tax Payment

    Common Stock, $0.10 par value

    2022-03-10$68.42/sh4,500$307,89023,281 total
  • Exercise/Conversion

    Market Share Units

    2022-03-101,1561,158 total
    Exp: 2023-03-10Common Stock, $0.10 par value (1,156 underlying)
  • Exercise/Conversion

    Market Share Units

    2022-03-101,1543,465 total
    Exp: 2025-03-10Common Stock, $0.10 par value (1,154 underlying)
  • Exercise/Conversion

    Performance Shares

    2022-03-106,9390 total
    Exp: 2022-03-10Common Stock, $0.10 par value (6,939 underlying)
  • Award

    Performance Shares

    2022-03-10+4,8684,868 total
    Exp: 2025-03-10Common Stock, $0.10 par value (4,868 underlying)
Footnotes (12)
  • [F1]Represents vesting of one-quarter of market share units granted on March 10, 2018.
  • [F10]Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
  • [F11]Each performance share converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.
  • [F12]Each performance share converts into one share of common stock upon distribution in the first quarter of 2025.
  • [F2]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
  • [F3]Shares withheld for payment of taxes upon vesting of award.
  • [F4]Represents vesting of one-quarter of market share units granted on March 10, 2019.
  • [F5]Represents vesting of one-quarter of market share units granted on March 10, 2020.
  • [F6]Represents vesting of one-quarter of market share units granted on March 10, 2021.
  • [F7]Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award.
  • [F8]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
  • [F9]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

Entity typeother

Related Parties

1
  • filerCIK 0001732137

Filing Metadata

Form type
4
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 9:16 PM ET
Size
40.8 KB