Hoch Lynelle 4

Accession 0000014272-24-000067

CIK 0000014272other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 8:01 PM ET

Size

33.0 KB

Accession

0000014272-24-000067

Insider Transaction Report

Form 4

Period: 2024-03-10

BRISTOL MYERS SQUIBB COBMY

Hoch Lynelle

President, Cell Therapy Org.

Transactions

Exercise/Conversion
Common Stock, $0.10 par value
2024-03-10+539→ 539 total
Exercise/Conversion
Common Stock, $0.10 par value
2024-03-10+3,268→ 3,781 total
Other
Market Share Units
2024-03-10−1,050→ 3,152 total
Exp: 2027-03-10→ Common Stock, $0.10 par value (1,050 underlying)
Tax Payment
Common Stock, $0.10 par value
2024-03-10$53.79/sh−194$10,435→ 513 total
Other
Common Stock, $0.10 par value
2024-03-10−1,138→ 2,643 total
Exercise/Conversion
Market Share Units
2024-03-10−539→ 0 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (539 underlying)
Exercise/Conversion
Market Share Units
2024-03-10−544→ 546 total
Exp: 2025-03-10→ Common Stock, $0.10 par value (544 underlying)
Award
Market Share Units
2024-03-10+5,031→ 5,031 total
Exp: 2028-03-10→ Common Stock, $0.10 par value (5,031 underlying)
Exercise/Conversion
Performance Shares
2024-03-10−3,268→ 0 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (3,268 underlying)
Award
Performance Shares
2024-03-10+7,546→ 7,546 total
Exp: 2027-03-10→ Common Stock, $0.10 par value (7,546 underlying)
Tax Payment
Common Stock, $0.10 par value
2024-03-10$53.79/sh−197$10,597→ 257 total
Other
Common Stock, $0.10 par value
2024-03-10−94→ 707 total
Tax Payment
Common Stock, $0.10 par value
2024-03-10$53.79/sh−917$49,325→ 1,726 total
Other
Market Share Units
2024-03-10−835→ 1,673 total
Exp: 2026-03-10→ Common Stock, $0.10 par value (835 underlying)
Other
Common Stock, $0.10 par value
2024-03-10−85→ 454 total
Exercise/Conversion
Common Stock, $0.10 par value
2024-03-10+544→ 801 total

Footnotes (13)

[F1]Represents vesting of one-quarter of market share units granted on March 10, 2020.
[F10]Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
[F11]Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.
[F12]Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.
[F13]Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.
[F2]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
[F3]Shares withheld for payment of taxes upon vesting of awards.
[F4]Represents vesting of one-quarter of market share units granted on March 10, 2021.
[F5]Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.
[F6]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
[F7]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
[F8]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
[F9]Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

Documents

1 file

4
wk-form4_1710288103.xmlPrimary
FORM 4

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→

Entity typeother

Related Parties

filerCIK 0002005382

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 8:01 PM ET
Size: 33.0 KB

View on SEC.gov