Holzer Phil M 4

Accession 0000014272-24-000069

CIK 0000014272other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 8:31 PM ET

Size

33.0 KB

Accession

0000014272-24-000069

Insider Transaction Report

Form 4

Period: 2024-03-10

BRISTOL MYERS SQUIBB COBMY

Holzer Phil M

SVP and Controller

Transactions

Exercise/Conversion
Market Share Units
2024-03-10−613→ 0 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (613 underlying)
Award
Performance Shares
2024-03-10+7,407→ 7,407 total
Exp: 2027-03-10→ Common Stock, $0.10 par value (7,407 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2024-03-10+613→ 10,624 total
Exercise/Conversion
Common Stock, $0.10 par value
2024-03-10+701→ 11,041 total
Tax Payment
Common Stock, $0.10 par value
2024-03-10$53.79/sh−210$11,296→ 10,710 total
Other
Market Share Units
2024-03-10−810→ 1,621 total
Exp: 2026-03-10→ Common Stock, $0.10 par value (810 underlying)
Other
Common Stock, $0.10 par value
2024-03-10−97→ 10,527 total
Tax Payment
Common Stock, $0.10 par value
2024-03-10$53.79/sh−187$10,059→ 10,340 total
Exercise/Conversion
Common Stock, $0.10 par value
2024-03-10+4,206→ 14,916 total
Other
Market Share Units
2024-03-10−768→ 2,307 total
Exp: 2027-03-10→ Common Stock, $0.10 par value (768 underlying)
Other
Common Stock, $0.10 par value
2024-03-10−121→ 10,920 total
Other
Common Stock, $0.10 par value
2024-03-10−1,464→ 13,452 total
Tax Payment
Common Stock, $0.10 par value
2024-03-10$53.79/sh−992$53,360→ 12,460 total
Exercise/Conversion
Market Share Units
2024-03-10−701→ 701 total
Exp: 2025-03-10→ Common Stock, $0.10 par value (701 underlying)
Award
Market Share Units
2024-03-10+4,938→ 4,938 total
Exp: 2028-03-10→ Common Stock, $0.10 par value (4,938 underlying)
Exercise/Conversion
Performance Shares
2024-03-10−4,206→ 0 total
Exp: 2024-03-10→ Common Stock, $0.10 par value (4,206 underlying)

Footnotes (13)

[F1]Represents vesting of one-quarter of market share units granted on March 10, 2020.
[F10]Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
[F11]Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.
[F12]Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.
[F13]Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.
[F2]Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
[F3]Shares withheld for payment of taxes upon vesting of awards.
[F4]Represents vesting of one-quarter of market share units granted on March 10, 2021.
[F5]Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.
[F6]Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
[F7]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
[F8]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
[F9]Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

Documents

1 file

4
wk-form4_1710289869.xmlPrimary
FORM 4

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→

Entity typeother

Related Parties

filerCIK 0002012588

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 8:31 PM ET
Size: 33.0 KB

View on SEC.gov