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4//SEC Filing

Frazier Sandra 4

Accession 0000014693-09-000061

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Jul 26, 8:00 PM ET

Accepted

Jul 27, 5:09 PM ET

Size

20.8 KB

Accession

0000014693-09-000061

Insider Transaction Report

Form 4
Period: 2009-07-23
BROWN FORMAN CORPBFA/BFB
Frazier Sandra
Director
Transactions
  • Award

    Stock Appreciation Right

    2009-07-23+4,175→ 4,175 total
    Exercise: $43.72From: 2009-07-23Exp: 2019-04-30→ Class B Common (4,175 underlying)
Holdings

  • Class B Common

    (indirect: By Trust)
    529,078

  • Stock Appreciation Right

    Exercise: $54.58From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,702 underlying)
    3,702

  • Stock Appreciation Right

    Exercise: $57.40From: 2008-07-24Exp: 2018-04-30→ Class B Common (3,398 underlying)
    3,398

  • Class A Common

    (indirect: By Trust)
    2,116,314

  • Class B Common

    (indirect: By Trust)
    693,167

  • Class B Common

    5,411

  • Class A Common

    13,456

  • Stock Appreciation Right

    Exercise: $56.50From: 2006-07-27Exp: 2016-04-30→ Class B Common (2,980 underlying)
    2,980

  • Class A Common

    (indirect: By Trust)
    2,772,671

  • Stock Appreciation Right

    Exercise: $58.84From: 2006-05-25Exp: 2015-04-30→ Class B Common (470 underlying)
    470
Footnotes (7)
  • [F1]In October 2008, the Issuer completed a stock distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. This total has been adjusted to reflect 3,773 Class B shares received through the distribution.
  • [F2]The reporting person received these shares through the Issuer's October 2008 stock distribution.
  • [F3]The reporting person received these shares through the Issuer's October 2008 stock distribution.
  • [F4]These stock appreciation rights were previously reported as covering 376 shares at an exercise price of $73.55 per share, but were adjusted to reflect the October 2008 stock distribution.
  • [F5]These stock appreciation rights were previously reported as covering 2,384 shares at an exercise price of $70.63 per share, but were adjusted to reflect the October 2008 stock distribution.
  • [F6]These stock appreciation rights were previously reported as covering 2,961 shares at an exercise price of $68.22 per share, but were adjusted to reflect the October 2008 stock distribution.
  • [F7]These stock appreciation rights were previously reported as covering 2,718 shares at an exercise price of $71.75 per share, but were adjusted to reflect the October 2008 stock distribution.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

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Entity typeother

Related Parties

1
  • filerCIK 0001362522

Filing Metadata

Form type
4
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 5:09 PM ET
Size
20.8 KB
View on SEC.gov