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4//SEC Filing

STREET WILLIAM M 4

Accession 0000014693-11-000014

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:48 PM ET

Size

28.5 KB

Accession

0000014693-11-000014

Insider Transaction Report

Form 4
Period: 2011-04-01
BROWN FORMAN CORPBFA, BFB
STREET WILLIAM M
Director
Transactions
  • Other

    Class A Common

    2011-04-01+7→ 16 total(indirect: By Spouse)
  • Other

    Class A Common

    2011-04-01+6,757→ 6,757 total(indirect: GRAT)
  • Other

    Class A Common

    2011-04-01−6,833→ 567,038 total(indirect: Street FLP)
  • Other

    Class A Common

    2011-04-01+69→ 546,704 total
Holdings

  • Stock Appreciation Right

    Exercise: $57.40From: 2008-07-24Exp: 2018-04-30→ Class B Common (3,398 underlying)
    3,398

  • Class B Common

    (indirect: By Spouse)
    750

  • Class B Common

    289,916

  • Stock Appreciation Right

    Exercise: $56.50From: 2006-07-27Exp: 2016-04-30→ Class B Common (2,980 underlying)
    2,980

  • Non-Qualified Stock Option (right to buy)

    Exercise: $36.35From: 2004-07-22Exp: 2014-04-30→ Class B Common (3,009 underlying)
    3,009

  • Class A Common

    (indirect: By Trust)
    552,276

  • Stock Appreciation Right

    Exercise: $54.58From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,702 underlying)
    3,702

  • Deferred Stock Units

    → Class B Common (985.38 underlying)
    985.38

  • Stock Appreciation Right

    Exercise: $46.19From: 2005-07-28Exp: 2015-04-30→ Class B Common (3,499 underlying)
    3,499

  • Stock Appreciation Right

    Exercise: $43.72From: 2009-07-23Exp: 2019-04-30→ Class B Common (4,175 underlying)
    4,175

  • Non-Qualified Stock Option (right to buy)

    Exercise: $32.93From: 2003-10-31Exp: 2013-04-30→ Class B Common (2,697 underlying)
    2,697
Footnotes (4)
  • [F1]Represents a prorata distribution of assets to its partners by the Street FLP, of which the reporting person is the sole general partner.
  • [F2]Represents quarterly GRAT distribution. The reporting person is the trustee and sole annuitant of the GRAT.
  • [F3]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  • [F4]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001197230

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:48 PM ET
Size
28.5 KB
View on SEC.gov