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4//SEC Filing

MAYER RICHARD P 4

Accession 0000014693-11-000033

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 2:27 PM ET

Size

26.6 KB

Accession

0000014693-11-000033

Insider Transaction Report

Form 4
Period: 2011-06-08
BROWN FORMAN CORPBFA, BFB
MAYER RICHARD P
Director
Transactions
  • Exercise/Conversion

    Class B Common

    2011-06-08$24.70/sh+4,085$100,900→ 15,252 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2011-06-08−4,085→ 0 total
    Exercise: $24.70From: 2002-05-01Exp: 2012-04-30→ Class B Common (4,085 underlying)
Holdings

  • Stock Appreciation Right

    Exercise: $53.80From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,756 underlying)
    3,756

  • Class A Common

    6,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $35.83From: 2004-07-22Exp: 2014-04-30→ Class B Common (3,053 underlying)
    3,053

  • Deferred Stock Units

    → Class B Common (1,008.63 underlying)
    1,008.63

  • Non-Qualified Stock Option (right to buy)

    Exercise: $30.18From: 2003-07-24Exp: 2013-04-30→ Class B Common (3,923 underlying)
    3,923

  • Stock Appreciation Right

    Exercise: $45.53From: 2005-07-28Exp: 2015-04-30→ Class B Common (3,550 underlying)
    3,550

  • Stock Appreciation Right

    Exercise: $43.10From: 2009-07-23Exp: 2019-04-30→ Class B Common (7,812 underlying)
    7,812

  • Stock Appreciation Right

    Exercise: $55.69From: 2006-07-27Exp: 2016-04-30→ Class B Common (3,023 underlying)
    3,023

  • Stock Appreciation Right

    Exercise: $56.58From: 2008-07-24Exp: 2011-04-30→ Class B Common (3,447 underlying)
    3,447

  • Stock Appreciation Right

    Exercise: $61.24From: 2010-07-22Exp: 2020-04-30→ Class B Common (3,002 underlying)
    3,002
Footnotes (13)
  • [F1]All outstanding derivative security amounts and exercise prices were adjusted on December 10, 2010, the record date for the Issuer's December 28, 2010 special cash dividend.
  • [F10]These stock appreciation rights were previously reported as covering 2,959 shares at an exercise price of $62.13 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F11]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  • [F12]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.
  • [F13]The number of deferred stock units has been adjusted to reflect units issued as a result of the issuer's dividends.
  • [F2]These option were previously reported as covering 4,027 shares at an exercise price of $25.06 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F3]These option were previously reported as covering 3,867 shares at an exercise price of $30.62 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F4]These option were previously reported as covering 3,009 shares at an exercise price of $36.35 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F5]These stock appreciation rights were previously reported as covering 3,499 shares at an exercise price of $46.19 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F6]These stock appreciation rights were previously reported as covering 2,980 shares at an exercise price of $56.50 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F7]These stock appreciation rights were previously reported as covering 3,702 shares at an exercise price of $54.58 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F8]These stock appreciation rights were previously reported as covering 3,398 shares at an exercise price of $57.40 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F9]These stock appreciation rights were previously reported as covering 7,700 shares at an exercise price of $43.72 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001037487

Filing Metadata

Form type
4
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 2:27 PM ET
Size
26.6 KB
View on SEC.gov