4//SEC Filing
STREET WILLIAM M 4
Accession 0000014693-11-000051
CIK 0000014693other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 2:43 PM ET
Size
29.2 KB
Accession
0000014693-11-000051
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
STREET WILLIAM M
Director
Transactions
- Other
Class A Common
2011-07-01−7,175→ 0 total(indirect: GRAT) - Other
Class A Common
2011-07-01−7,256→ 559,782 total(indirect: Street FLP) - Other
Class A Common
2011-07-01+7,175→ 7,175 total(indirect: GRAT) - Other
Class A Common
2011-07-01+73→ 553,534 total - Other
Class A Common
2011-07-01+8→ 24 total(indirect: By Spouse) - Other
Class A Common
2011-07-01+7,175→ 560,709 total
Holdings
- 553,461
Class A Common
- 289,916
Class B Common
- 3,009
Non-Qualified Stock Option (right to buy)
Exercise: $36.35From: 2004-07-22Exp: 2014-04-30→ Class B Common (3,009 underlying) - 3,499
Stock Appreciation Right
Exercise: $46.19From: 2005-07-28Exp: 2015-04-30→ Class B Common (3,499 underlying) - 750(indirect: By Spouse)
Class B Common
- 2,980
Stock Appreciation Right
Exercise: $56.50From: 2006-07-27Exp: 2016-04-30→ Class B Common (2,980 underlying) - 552,276(indirect: By Trust)
Class A Common
- 2,697
Non-Qualified Stock Option (right to buy)
Exercise: $32.93From: 2003-10-31Exp: 2013-04-30→ Class B Common (2,697 underlying) - 3,702
Stock Appreciation Right
Exercise: $54.58From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,702 underlying) - 3,398
Stock Appreciation Right
Exercise: $57.40From: 2008-07-24Exp: 2018-04-30→ Class B Common (3,398 underlying) - 4,175
Stock Appreciation Right
Exercise: $43.72From: 2009-07-23Exp: 2019-04-30→ Class B Common (4,175 underlying) - 985.38
Deferred Stock Units
→ Class B Common (985.38 underlying)
Footnotes (4)
- [F1]Represents a prorata distribution of assets to its partners by the Street FLP, of which the reporting person is the sole general partner.
- [F2]Represents quarterly GRAT distribution. The reporting person is the trustee and sole annuitant of the GRAT.
- [F3]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- [F4]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001197230
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 2:43 PM ET
- Size
- 29.2 KB