BROWN FORMAN CORP·4

Aug 1, 3:15 PM ET

Sirchio John Kristin 4

4 · BROWN FORMAN CORP · Filed Aug 1, 2011

Insider Transaction Report

Form 4
Period: 2011-07-28
Sirchio John Kristin
EVP, Chief Marketing Officer
Transactions
  • Award

    Stock Appreciation Right

    2011-07-28+8,8138,813 total
    Exercise: $73.95From: 2014-05-01Exp: 2021-04-30Class B Common (8,813 underlying)
Holdings
  • Stock Appreciation Right

    Exercise: $50.57From: 2012-05-01Exp: 2019-04-30Class B Common (3,663 underlying)
    3,663
  • Stock Appreciation Right

    Exercise: $61.24From: 2013-05-01Exp: 2020-04-30Class B Common (10,426 underlying)
    10,426
Footnotes (4)
  • [F1]All outstanding derivative security amounts and exercise prices were adjusted on December 10, 2010, the record date for the Issuer's December 28, 2010 special cash dividend.
  • [F2]These stock appreciation rights were previously reported as covering 3,611 shares at an exercise price of $51.30, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F3]These stock appreciation rights were previously reported as covering 10,277 shares at an exercise price of $62.13, but were adjusted to reflect the December 28, 2010 special cash dividend.
  • [F4]No money was paid to or received by the reporting person for this SAR.

Documents

2 files