4//SEC Filing
Sirchio John Kristin 4
Accession 0000014693-11-000068
CIK 0000014693other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 3:15 PM ET
Size
13.0 KB
Accession
0000014693-11-000068
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA,BFB
Sirchio John Kristin
EVP, Chief Marketing Officer
Transactions
- Award
Stock Appreciation Right
2011-07-28+8,813→ 8,813 totalExercise: $73.95From: 2014-05-01Exp: 2021-04-30→ Class B Common (8,813 underlying)
Holdings
- 3,663
Stock Appreciation Right
Exercise: $50.57From: 2012-05-01Exp: 2019-04-30→ Class B Common (3,663 underlying) - 10,426
Stock Appreciation Right
Exercise: $61.24From: 2013-05-01Exp: 2020-04-30→ Class B Common (10,426 underlying)
Footnotes (4)
- [F1]All outstanding derivative security amounts and exercise prices were adjusted on December 10, 2010, the record date for the Issuer's December 28, 2010 special cash dividend.
- [F2]These stock appreciation rights were previously reported as covering 3,611 shares at an exercise price of $51.30, but were adjusted to reflect the December 28, 2010 special cash dividend.
- [F3]These stock appreciation rights were previously reported as covering 10,277 shares at an exercise price of $62.13, but were adjusted to reflect the December 28, 2010 special cash dividend.
- [F4]No money was paid to or received by the reporting person for this SAR.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001476251
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 3:15 PM ET
- Size
- 13.0 KB