MAYER RICHARD P 4/A
4/A · BROWN FORMAN CORP · Filed Aug 5, 2011
Insider Transaction Report
Form 4/AAmended
BROWN FORMAN CORPBFA, BFB
MAYER RICHARD P
Director
Transactions
- Award
Deferred Stock Units
2011-07-28+812→ 1,824.23 total→ Class B Common (811.36 underlying)
Holdings
- 6,000
Class A Common
- 3,923
Non-Qualified Stock Option (right to buy)
Exercise: $30.18From: 2003-07-24Exp: 2013-04-30→ Class B Common (3,923 underlying) - 3,550
Stock Appreciation Right
Exercise: $45.53From: 2005-07-28Exp: 2015-04-30→ Class B Common (3,550 underlying) - 3,023
Stock Appreciation Right
Exercise: $55.69From: 2006-07-27Exp: 2016-04-30→ Class B Common (3,023 underlying) - 3,447
Stock Appreciation Right
Exercise: $56.58From: 2008-07-24Exp: 2011-04-30→ Class B Common (3,447 underlying) - 3,002
Stock Appreciation Right
Exercise: $61.24From: 2010-07-22Exp: 2020-04-30→ Class B Common (3,002 underlying) - 7,812
Stock Appreciation Right
Exercise: $43.10From: 2009-07-23Exp: 2019-04-30→ Class B Common (7,812 underlying) - 15,252
Class B Common
- 3,053
Non-Qualified Stock Option (right to buy)
Exercise: $35.83From: 2004-07-22Exp: 2014-04-30→ Class B Common (3,053 underlying) - 3,756
Stock Appreciation Right
Exercise: $53.80From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,756 underlying)
Footnotes (2)
- [F1]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. Grants made on July 28, 2011, were based on the closing price of the Company's Class B common stock on that date ($73.95). On each dividend payment date, participants are credited with DSU equivalents.
- [F2]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.