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MAYER RICHARD P 4/A

Accession 0000014693-11-000075

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 1:55 PM ET

Size

20.9 KB

Accession

0000014693-11-000075

Insider Transaction Report

Form 4/AAmended
Period: 2011-07-28
BROWN FORMAN CORPBFA, BFB
MAYER RICHARD P
Director
Transactions
  • Award

    Deferred Stock Units

    2011-07-28+812→ 1,824.23 total
    → Class B Common (811.36 underlying)
Holdings

  • Class A Common

    6,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $30.18From: 2003-07-24Exp: 2013-04-30→ Class B Common (3,923 underlying)
    3,923

  • Stock Appreciation Right

    Exercise: $45.53From: 2005-07-28Exp: 2015-04-30→ Class B Common (3,550 underlying)
    3,550

  • Stock Appreciation Right

    Exercise: $55.69From: 2006-07-27Exp: 2016-04-30→ Class B Common (3,023 underlying)
    3,023

  • Stock Appreciation Right

    Exercise: $56.58From: 2008-07-24Exp: 2011-04-30→ Class B Common (3,447 underlying)
    3,447

  • Stock Appreciation Right

    Exercise: $61.24From: 2010-07-22Exp: 2020-04-30→ Class B Common (3,002 underlying)
    3,002

  • Stock Appreciation Right

    Exercise: $43.10From: 2009-07-23Exp: 2019-04-30→ Class B Common (7,812 underlying)
    7,812

  • Class B Common

    15,252

  • Non-Qualified Stock Option (right to buy)

    Exercise: $35.83From: 2004-07-22Exp: 2014-04-30→ Class B Common (3,053 underlying)
    3,053

  • Stock Appreciation Right

    Exercise: $53.80From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,756 underlying)
    3,756
Footnotes (2)
  • [F1]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. Grants made on July 28, 2011, were based on the closing price of the Company's Class B common stock on that date ($73.95). On each dividend payment date, participants are credited with DSU equivalents.
  • [F2]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001037487

Filing Metadata

Form type
4/A
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 1:55 PM ET
Size
20.9 KB
View on SEC.gov