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MAYER RICHARD P 4/A

Accession 0000014693-11-000106

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Oct 11, 8:00 PM ET

Accepted

Oct 12, 1:47 PM ET

Size

22.3 KB

Accession

0000014693-11-000106

Insider Transaction Report

Form 4/AAmended
Period: 2010-12-28
BROWN FORMAN CORPBFA, BFB
MAYER RICHARD P
Director
Transactions
  • Gift

    Class A Common

    2010-12-28−1,145→ 4,855 total
Holdings

  • Stock Appreciation Right

    Exercise: $57.40From: 2008-07-24Exp: 2011-04-30→ Class B Common (3,398 underlying)
    3,398

  • Non-Qualified Stock Option (right to buy)

    Exercise: $36.35From: 2004-07-22Exp: 2014-04-30→ Class B Common (3,009 underlying)
    3,009

  • Stock Appreciation Right

    Exercise: $56.50From: 2006-07-27Exp: 2016-04-30→ Class B Common (2,980 underlying)
    2,980

  • Deferred Stock Units

    → Class B Common (985.38 underlying)
    985.38

  • Class B Common

    12,312

  • Non-Qualified Stock Option (right to buy)

    Exercise: $30.62From: 2003-07-24Exp: 2013-04-30→ Class B Common (3,867 underlying)
    3,867

  • Stock Appreciation Right

    Exercise: $46.19From: 2005-07-28Exp: 2015-04-30→ Class B Common (3,499 underlying)
    3,499

  • Stock Appreciation Right

    Exercise: $62.13From: 2010-07-22Exp: 2020-04-30→ Class B Common (2,959 underlying)
    2,959

  • Non-Qualified Stock Option (right to buy)

    Exercise: $25.06From: 2002-05-01Exp: 2012-04-30→ Class B Common (4,027 underlying)
    4,027

  • Stock Appreciation Right

    Exercise: $54.58From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,702 underlying)
    3,702

  • Stock Appreciation Right

    Exercise: $43.72From: 2009-07-23Exp: 2019-04-30→ Class B Common (7,700 underlying)
    7,700
Footnotes (3)
  • [F1]On December 28, 2010, the reporting person reported a gift of 1,145 Class B shares, which should have been reported as a gift of 1,145 Class A shares.
  • [F2]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  • [F3]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001037487

Filing Metadata

Form type
4/A
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 1:47 PM ET
Size
22.3 KB
View on SEC.gov