BROWN FRAZIER OWSLEY 4
4 · BROWN FORMAN CORP · Filed Jan 13, 2012
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
BROWN FRAZIER OWSLEY
10% Owner
Transactions
- Sale
Class B Common
2012-01-12$79.25/sh−21,049$1,668,238→ 247,641 total - Sale
Class B Common
2012-01-12$80.08/sh−2,974$238,143→ 244,667 total
Holdings
- 6,498
Stock Appreciation Right
Exercise: $46.19From: 2005-07-28Exp: 2015-04-30→ Class B Common (6,498 underlying) - 5,653,921(indirect: By LLC)
Class A Common
- 4,319,491(indirect: By LLC)
Class B Common
- 415,514
Class A Common
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.19, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.