4//SEC Filing
BROWN OWSLEY II 4
Accession 0000014693-12-000031
CIK 0000014693other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 4:05 PM ET
Size
35.2 KB
Accession
0000014693-12-000031
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
BROWN OWSLEY II
10% Owner
Transactions
- Will/Inheritance
Class B Common
2011-07-26−2,828,870→ 4,075,678 total(indirect: By LLC) - Will/Inheritance
jClass A Common
2011-07-26−1,167,688→ 2,113,839 total(indirect: By LLC) - Will/Inheritance
Class B Common
2011-07-26+2,828,870→ 4,075,678 total(indirect: By LLC) - Will/Inheritance
Class A Common
2011-07-26+1,167,688→ 2,113,839 total(indirect: By LLC)
Holdings
- 173,579(indirect: By Spouse)
Class A Common
- 84,129(indirect: GRAT 1994)
Class B Common
- 52,643(indirect: GRAT 2002)
Class B Common
- 488,932(indirect: Hebe, LP)
Class B Common
- 24(indirect: By Trust)
Class B Common
- 103,041
Non-Qualified Stock Option (right to buy)
Exercise: $24.70From: 2005-05-01Exp: 2012-04-30→ Class B Common (103,041 underlying) - 57,255(indirect: By LLC)
Class A Common
- 121,975
Class A Common
- 544,084(indirect: GRAT 2001)
Class A Common
- 102,960
Non-Qualified Stock Option (right to buy)
Exercise: $30.18From: 2006-05-01Exp: 2013-04-30→ Class B Common (102,960 underlying) - 82,386
Non-Qualified Stock Option (right to buy)
Exercise: $35.83From: 2007-05-01Exp: 2014-04-30→ Class B Common (82,386 underlying) - 336,517(indirect: GRAT 1994)
Class A Common
- 198,032(indirect: GRAT 2002)
Class A Common
- 122,042
Class A Common
- 197,938
Class B Common
- 26,298(indirect: By Trust)
Class B Common
- 99,964(indirect: Longview LP)
Class A Common
- 1,208,770.5(indirect: Ganymede, LP)
Class B Common
- 3,332
Stock Appreciation Right
Exercise: $53.62From: 2007-11-15Exp: 2017-04-30→ Class B Common (3,332 underlying) - 1,612(indirect: Guilford-Brown LP)
Class A Common
- 438,009(indirect: Ganymede LP)
Class A Common
- 3,171(indirect: By Trust)
Class B Common
- 14.975(indirect: By LLC)
Class B Common
- 43,270(indirect: By Spouse)
Class B Common
- 140,482(indirect: GRAT 2001)
Class B Common
- 43,499(indirect: Longview, LP)
Class B Common
- 1,092(indirect: By Trust)
Class B Common
Footnotes (1)
- [F1]Represents the transfer of LLC units to the reporting person resulting from the termination of a trust under will in which the reporting person had an interest. The reporting person disclaims beneficial ownership of the LLC's shares except to the extent of his pecuniary interest therein.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0000902312
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 4:05 PM ET
- Size
- 35.2 KB