BROWN FORMAN CORP·4

Apr 24, 4:05 PM ET

BROWN OWSLEY II 4

4 · BROWN FORMAN CORP · Filed Apr 24, 2012

Insider Transaction Report

Form 4
Period: 2011-07-26
Transactions
  • Will/Inheritance

    Class B Common

    2011-07-262,828,8704,075,678 total(indirect: By LLC)
  • Will/Inheritance

    jClass A Common

    2011-07-261,167,6882,113,839 total(indirect: By LLC)
  • Will/Inheritance

    Class B Common

    2011-07-26+2,828,8704,075,678 total(indirect: By LLC)
  • Will/Inheritance

    Class A Common

    2011-07-26+1,167,6882,113,839 total(indirect: By LLC)
Holdings
  • Class A Common

    (indirect: By Spouse)
    173,579
  • Class B Common

    (indirect: GRAT 1994)
    84,129
  • Class B Common

    (indirect: GRAT 2002)
    52,643
  • Class B Common

    (indirect: Hebe, LP)
    488,932
  • Class B Common

    (indirect: By Trust)
    24
  • Non-Qualified Stock Option (right to buy)

    Exercise: $24.70From: 2005-05-01Exp: 2012-04-30Class B Common (103,041 underlying)
    103,041
  • Class A Common

    (indirect: By LLC)
    57,255
  • Class A Common

    121,975
  • Class A Common

    (indirect: GRAT 2001)
    544,084
  • Non-Qualified Stock Option (right to buy)

    Exercise: $30.18From: 2006-05-01Exp: 2013-04-30Class B Common (102,960 underlying)
    102,960
  • Non-Qualified Stock Option (right to buy)

    Exercise: $35.83From: 2007-05-01Exp: 2014-04-30Class B Common (82,386 underlying)
    82,386
  • Class A Common

    (indirect: GRAT 1994)
    336,517
  • Class A Common

    (indirect: GRAT 2002)
    198,032
  • Class A Common

    122,042
  • Class B Common

    197,938
  • Class B Common

    (indirect: By Trust)
    26,298
  • Class A Common

    (indirect: Longview LP)
    99,964
  • Class B Common

    (indirect: Ganymede, LP)
    1,208,770.5
  • Stock Appreciation Right

    Exercise: $53.62From: 2007-11-15Exp: 2017-04-30Class B Common (3,332 underlying)
    3,332
  • Class A Common

    (indirect: Guilford-Brown LP)
    1,612
  • Class A Common

    (indirect: Ganymede LP)
    438,009
  • Class B Common

    (indirect: By Trust)
    3,171
  • Class B Common

    (indirect: By LLC)
    14.975
  • Class B Common

    (indirect: By Spouse)
    43,270
  • Class B Common

    (indirect: GRAT 2001)
    140,482
  • Class B Common

    (indirect: Longview, LP)
    43,499
  • Class B Common

    (indirect: By Trust)
    1,092
Footnotes (1)
  • [F1]Represents the transfer of LLC units to the reporting person resulting from the termination of a trust under will in which the reporting person had an interest. The reporting person disclaims beneficial ownership of the LLC's shares except to the extent of his pecuniary interest therein.

Documents

2 files