4//SEC Filing
Frazier Sandra 4
Accession 0000014693-12-000036
CIK 0000014693other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 10:04 AM ET
Size
22.8 KB
Accession
0000014693-12-000036
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA/BFB
Frazier Sandra
Director
Transactions
- Will/Inheritance
Class A Common
2011-08-12−924,223→ 0 total(indirect: By Trust) - Will/Inheritance
Class A Common
2011-08-12+924,223→ 937,679 total - Will/Inheritance
Class B Common
2011-08-12−231,057→ 0 total(indirect: By Trust) - Will/Inheritance
Class B Common
2011-08-12+231,057→ 236,468 total
Holdings
- 985.38
Deferred Stock Units
→ Class B Common (985.38 underlying) - 529,078(indirect: By Trust)
Class B Common
- 3,702
Stock Appreciation Right
Exercise: $54.58From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,702 underlying) - 3,398
Stock Appreciation Right
Exercise: $57.40From: 2008-07-24Exp: 2018-04-30→ Class B Common (3,398 underlying) - 470
Stock Appreciation Right
Exercise: $58.84From: 2006-05-25Exp: 2015-04-30→ Class B Common (470 underlying) - 2,980
Stock Appreciation Right
Exercise: $56.50From: 2006-07-27Exp: 2016-04-30→ Class B Common (2,980 underlying) - 2,116,314(indirect: By Trust)
Class A Common
- 4,175
Stock Appreciation Right
Exercise: $43.72From: 2009-07-23Exp: 2019-04-30→ Class B Common (4,175 underlying)
Footnotes (2)
- [F1]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- [F2]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001362522
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 10:04 AM ET
- Size
- 22.8 KB