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4//SEC Filing

WELCH JAMES S JR 4

Accession 0000014693-12-000059

CIK 0000014693other
View on SEC.govCompany Profile

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 3:26 PM ET

Size

19.6 KB

Accession

0000014693-12-000059

Insider Transaction Report

Form 4
Period: 2012-06-01
BROWN FORMAN CORPBFA, BFB
WELCH JAMES S JR
DirectorVice Chairman Strategy and HR
Transactions
  • Award

    Class A Common

    2012-06-01+5,820→ 18,271 total
Holdings

  • Stock Appreciation Right

    Exercise: $53.80From: 2010-05-01Exp: 2017-04-30→ Class B Common (15,019 underlying)
    15,019

  • Stock Appreciation Right

    Exercise: $56.58From: 2011-05-01Exp: 2018-04-30→ Class B Common (13,785 underlying)
    13,785

  • Stock Appreciation Right

    Exercise: $73.95From: 2014-05-01Exp: 2021-04-30→ Class B Common (14,020 underlying)
    14,020

  • Stock Appreciation Right

    Exercise: $55.69From: 2009-05-01Exp: 2016-04-30→ Class B Common (8,465 underlying)
    8,465

  • Class B Common

    4,251

  • Stock Appreciation Rights

    Exercise: $45.53From: 2008-05-01Exp: 2015-04-30→ Class B Common (14,754 underlying)
    14,754

  • Stock Appreciation Right

    Exercise: $43.10From: 2012-05-01Exp: 2019-04-30→ Class B Common (19,763 underlying)
    19,763

  • Stock Appreciation Right

    Exercise: $61.24From: 2013-05-01Exp: 2020-04-30→ Class B Common (19,745 underlying)
    19,745

  • Non-Qualified Stock Option (right to buy)

    Exercise: $35.83From: 2007-05-01Exp: 2014-04-30→ Class B Common (15,958 underlying)
    15,730
Footnotes (1)
  • [F1]These shares were issued on June 1, 2012 in connection with a July 23, 2009 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2012. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $46.40, which was the closing price of the issuer's Class A common stock on the date of the grant.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001197232

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 3:26 PM ET
Size
19.6 KB
View on SEC.gov