4//SEC Filing
BOND INA BROWN 4
Accession 0000014693-12-000111
CIK 0000014693other
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 3:14 PM ET
Size
28.1 KB
Accession
0000014693-12-000111
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
BOND INA BROWN
10% Owner
Transactions
- Other
Class A Common
2012-07-13$94.12/sh−281,521$26,496,757→ 466 total(indirect: By Trust) - Other
Class A Common
2012-07-13$94.12/sh+262,048$24,663,958→ 297,769 total - Other
Class A Common
2012-07-13$94.12/sh−273,309$25,723,843→ 24,460 total - Other
Class A Common
2012-07-13$94.12/sh−267,761$25,201,665→ 554,830 total(indirect: River Bend 2012 LP) - Other
Class A Common
2012-07-13$94.12/sh−262,048$24,663,958→ 571,255 total(indirect: By Trust) - Other
Class A Common
2012-07-13$94.12/sh+554,830$52,220,600→ 554,830 total(indirect: River Bend 2012 LP) - Other
Class A Common
2012-07-13$94.12/sh+267,761$25,201,665→ 554,830 total(indirect: River Bend 2012 LP)
Holdings
- 1,071,848(indirect: Hebe Four LP)
Class B Common
- 211,225(indirect: Hebe Four LP)
Class A Common
- 2,149,868(indirect: By LLC)
Class B Common
- 833,303(indirect: By Trust)
Class A Common
- 1,310(indirect: By Trust)
Class B Common
- 35,721
Class A Common
- 281,987(indirect: By Trust)
Class A Common
- 3,171(indirect: Hebe Non-Exempt fbo Ina Bond)
Class B Common
- 1,092(indirect: By Trust)
Class B Common
- 4,704(indirect: By LLC)
Class B Common
- 2,170,171(indirect: By LLC)
Class A Common
- 136,898
Class BCommon
- 763,000(indirect: River Bend Charitable LP)
Class A Common
Footnotes (6)
- [F1]On July 12, 2012, River Bend 2011 LP dissolved and distributed its assets to its partners pro rata.
- [F2]On July 13, 2012, the 2011 Irrevocable Trust settled a promissory note held by the reporting person using Class A shares. The reporting person disclaims beneficial ownership of the 2011 Irrevocable Trust except to the extent of her pecuniary interest therein.
- [F3]On July 13, 2012, the reporting person and the Ina Brown Bond Trust B contributed Class A shares to form River Bend 2012 LP. The reporting person disclaims beneficial ownership of the Ina Brown Bond Trust B and River Bend 2012 LP except to the extent of her pecuniary interest therein.
- [F4]On July 13, 2012, the reporting person transferred River Bend 2012 LP units representing approximately 48.26% of the partnership units to a trust in exchange for quarterly installment payments. The reporting person disclaims beneficial ownership of such trust except to the extent of her pecuniary interest therein.
- [F5]On July 13, 2012, units representing approximately 99% of Olympus Four LLC were distributed to the reporting person, the Ina Brown Bond Trust B, and the 2011 Irrevocable Trust as a result of the dissolution of River Bend 2011 LP. The 2011 Irrevocable Trust conveyed its Olympus Four LLC units to the reporting person as part of the settlement of the promissory note referenced herein. Finally, the reporting person and the Ina Brown Bond Trust B re-contributed the same 99% interest in Olympus Four LLC to River Bend 2012 LP. At all times, the reporting person retained the same pecuniary interest in Olympus Four LLC, but disclaims any other interest in Olympus Four LLC.
- [F6]Adjusted to reflect change in form of ownership. On June 1, 2012, Hebe LP contributed a pro rata percentage of shares to Hebe Four LP. The reporting person disclaims beneficial ownership of Hebe Four LP except to the extent of her pecuniary interest therein.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001197219
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 3:14 PM ET
- Size
- 28.1 KB