Sirchio John Kristin 4
4 · BROWN FORMAN CORP · Filed Dec 27, 2012
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA,BFB
Sirchio John Kristin
EVP, Chief Marketing Officer
Transactions
- Exercise/Conversion
Stock Appreciation Right
2012-12-24−5,839→ 5,839 totalExercise: $31.74From: 2012-05-01Exp: 2019-04-30→ Class B Common (5,839 underlying) - Tax Payment
Class B Common
2012-12-24$63.31/sh−3,937$249,251→ 1,902 total - Sale
Class B Common
2012-12-24$63.30/sh−1,902$120,391→ 0 total - Exercise/Conversion
Class B Common
2012-12-24$31.74/sh+5,839$185,330→ 5,839 total
Holdings
- 12,645
Stock Appreciation Right
Exercise: $58.70From: 2015-05-01Exp: 2022-04-30→ Class B Common (12,645 underlying) - 16,617
Stock Appreciation Right
Exercise: $38.43From: 2013-05-01Exp: 2020-04-30→ Class B Common (16,617 underlying) - 1,695
Class A Common
- 14,047
Stock Appreciation Right
Exercise: $46.40From: 2014-05-01Exp: 2021-04-30→ Class B Common (14,047 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.292 to $63.32, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]All outstanding derivative security amounts and exercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend.
- [F3]On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of additional shares of common stock.