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4//SEC Filing

Sirchio John Kristin 4

Accession 0000014693-12-000172

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 3:42 PM ET

Size

20.4 KB

Accession

0000014693-12-000172

Insider Transaction Report

Form 4
Period: 2012-12-24
BROWN FORMAN CORPBFA,BFB
Sirchio John Kristin
EVP, Chief Marketing Officer
Transactions
  • Exercise/Conversion

    Stock Appreciation Right

    2012-12-24−5,839→ 5,839 total
    Exercise: $31.74From: 2012-05-01Exp: 2019-04-30→ Class B Common (5,839 underlying)
  • Tax Payment

    Class B Common

    2012-12-24$63.31/sh−3,937$249,251→ 1,902 total
  • Sale

    Class B Common

    2012-12-24$63.30/sh−1,902$120,391→ 0 total
  • Exercise/Conversion

    Class B Common

    2012-12-24$31.74/sh+5,839$185,330→ 5,839 total
Holdings

  • Stock Appreciation Right

    Exercise: $58.70From: 2015-05-01Exp: 2022-04-30→ Class B Common (12,645 underlying)
    12,645

  • Stock Appreciation Right

    Exercise: $38.43From: 2013-05-01Exp: 2020-04-30→ Class B Common (16,617 underlying)
    16,617

  • Class A Common

    1,695

  • Stock Appreciation Right

    Exercise: $46.40From: 2014-05-01Exp: 2021-04-30→ Class B Common (14,047 underlying)
    14,047
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.292 to $63.32, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  • [F2]All outstanding derivative security amounts and exercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend.
  • [F3]On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of additional shares of common stock.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001476251

Filing Metadata

Form type
4
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 3:42 PM ET
Size
20.4 KB
View on SEC.gov