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Home/Filings/4/0000014693-16-000070
4//SEC Filing

BROWN FORMAN CORP 4

Accession 0000014693-16-000070

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 4:39 PM ET

Size

25.5 KB

Accession

0000014693-16-000070

Insider Transaction Report

Form 4
Period: 2016-03-11
BROWN FORMAN CORPBFA, BFB
Jones Jill Ackerman
Senior Vice President
Transactions
  • Exercise/Conversion

    Class B Common

    2016-03-11$35.51/sh+8,704$309,079→ 28,567 total
  • Exercise/Conversion

    Class B Common

    2016-03-11$27.05/sh+13,755$372,073→ 42,322 total
  • Sale

    Class B Common

    2016-03-11$98.00/sh−9,573$938,154→ 32,749 total
  • Tax Payment

    Class B Common

    2016-03-11$97.53/sh−12,886$1,256,772→ 19,863 total
  • Exercise/Conversion

    Stock Appreciation Right

    2016-03-11−8,704→ 0 total
    Exercise: $35.51From: 2011-05-01Exp: 2018-04-30→ Class B Common (8,704 underlying)
  • Exercise/Conversion

    Stock Appreciation Right

    2016-03-11−13,755→ 0 total
    Exercise: $27.05From: 2012-05-01Exp: 2019-04-30→ Class B Common (13,755 underlying)
Holdings

  • Class A Common

    19,186

  • Class B Common

    (indirect: By 401(k))
    7,305.703

  • Class A Common

    (indirect: DRIP)
    125.205

  • Class A Common

    (indirect: ESPP)
    2,631.5

  • Class B Common

    (indirect: ESPP)
    310.782

  • Class B Common

    (indirect: By Trust)
    45

  • Class B Common

    (indirect: By Trust)
    45

  • Stock Appreciation Right

    Exercise: $102.25From: 2018-05-01Exp: 2025-04-30→ Class B Common (12,592 underlying)
    12,592

  • Stock Appreciation Right

    Exercise: $38.43From: 2013-05-01Exp: 2020-04-30→ Class B Common (15,106 underlying)
    15,106

  • Stock Appreciation Right

    Exercise: $46.40From: 2014-05-01Exp: 2021-04-30→ Class B Common (16,759 underlying)
    16,759

  • Stock Appreciation Right

    Exercise: $58.70From: 2015-05-01Exp: 2022-04-30→ Class B Common (11,098 underlying)
    11,098

  • Stock Appreciation Right

    Exercise: $72.42From: 2016-05-01Exp: 2023-04-30→ Class B Common (9,771 underlying)
    9,771

  • Stock Appreciation Right

    Exercise: $91.97From: 2017-05-01Exp: 2024-04-30→ Class B Common (10,222 underlying)
    10,222
Footnotes (4)
  • [F1]The closing price of BF-B on March 10, 2016 was used to calculate the withholding obligation.
  • [F2]Number of shares acquired through the issuer's 401(k) plan as of February 29, 2016.
  • [F3]Number of shares acquired through the issuer's dividend reinvestment plan as of March 11, 2016.
  • [F4]Number of shares acquired through the issuer's employee stock purchase program as of March 11, 2016.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 4:39 PM ET
Size
25.5 KB
View on SEC.gov