BROWN FORMAN CORP 4

Accession 0000014693-16-000088

$BF-ACIK 0000014693operating

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 5:36 PM ET

Size

25.5 KB

Accession

0000014693-16-000088

Form 4

Period: 2016-03-29

Director

Transactions

Exercise/Conversion
Stock Appreciation Right
2016-03-29−9,036→ 0 total
Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (9,036 underlying)
Tax Payment
Class B Common
2016-03-29$96.54/sh−25,395$2,451,633→ 26,666 total
Exercise/Conversion
Stock Appreciation Right
2016-03-29−12,451→ 0 total
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (12,451 underlying)
Exercise/Conversion
Class B Common
2016-03-29$34.95/sh+9,036$315,808→ 14,052 total
Exercise/Conversion
Class B Common
2016-03-29$33.76/sh+10,639$359,173→ 24,691 total
Exercise/Conversion
Class B Common
2016-03-29$35.51/sh+10,134$359,858→ 34,825 total
Exercise/Conversion
Class B Common
2016-03-29$27.05/sh+12,451$336,800→ 47,276 total
Exercise/Conversion
Class B Common
2016-03-29$38.43/sh+4,785$183,888→ 52,061 total
Exercise/Conversion
Stock Appreciation Right
2016-03-29−10,639→ 0 total
Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (10,639 underlying)
Exercise/Conversion
Stock Appreciation Right
2016-03-29−10,134→ 0 total
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (10,134 underlying)
Exercise/Conversion
Stock Appreciation Right
2016-03-29−4,785→ 0 total
Exercise: $38.43From: 2010-07-22Exp: 2020-04-30→ Class B Common (4,785 underlying)

Holdings

Footnotes (5)

[F1]The closing price of BF-B on March 28, 2016 was used to calculate the withholding obligation.
[F2]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits.
[F3]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
[F4]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A Common Stock. Grants made on July 23, 2015, were based on the closing price of the Company's Class A common stock on that date ($111.30). On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits.
[F5]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Documents

1 file

BROWN FORMAN CORP

CIK 0000014693

Entity typeoperating

IncorporatedDE