BROWN FORMAN CORP 4

4 · BROWN FORMAN CORP · Filed May 3, 2016

Form 4

Period: 2016-04-29

Director

Transactions

Tax Payment
Class B Common
2016-04-29$95.41/sh−1,766$168,494→ 355,142 total
Exercise/Conversion
Class B Common
2016-04-29$34.95/sh+4,819$168,424→ 356,908 total
Exercise/Conversion
Stock Appreciation Right
2016-04-29−4,819→ 0 total
Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying)

Holdings

Deferred Stock Units
→ Class B Common (1,708.65 underlying)
1,708.65
Stock Appreciation Right
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying)
5,495
Class B Common
(indirect: By Trust)
793,617
Stock Appreciation Right
Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying)
5,987
Stock Appreciation Right
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying)
6,752
Class A Common
1,406,519
Class A Common
(indirect: By Trust)
3,174,471

Footnotes (3)

[F1]The closing price of BF-B ($95.41) on April 28, 2016 was used to calculate the withholding obligation.
[F2]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
[F3]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Documents

1 file