4//SEC Filing
BROWN FORMAN CORP 4
Accession 0000014693-16-000142
$BF-ACIK 0000014693operating
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 3:00 PM ET
Size
17.0 KB
Accession
0000014693-16-000142
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
WELCH JAMES S JR
DirectorVice Chairman Strategy and HR
Transactions
- Award
Class A Common
2016-06-01+3,523→ 46,027 total
Holdings
- 22,345
Stock Appreciation Right
Exercise: $46.40From: 2014-05-01Exp: 2021-04-30→ Class B Common (22,345 underlying) - 14,758
Stock Appreciation Right
Exercise: $72.42From: 2016-05-01Exp: 2023-04-30→ Class B Common (14,758 underlying) - 31,498
Stock Appreciation Right
Exercise: $27.05From: 2012-05-01Exp: 2019-04-30→ Class B Common (31,498 underlying) - 13,349
Stock Appreciation Right
Exercise: $91.97From: 2017-05-01Exp: 2024-04-30→ Class B Common (13,349 underlying) - 25,002
Class B Common
- 23,938
Stock Appreciation Right
Exercise: $33.76From: 2010-05-01Exp: 2017-04-30→ Class B Common (23,938 underlying) - 21,971
Stock Appreciation Right
Exercise: $35.51From: 2011-05-01Exp: 2018-04-30→ Class B Common (21,971 underlying) - 20,186
Stock Appreciation Right
Exercise: $58.70From: 2015-05-01Exp: 2022-04-30→ Class B Common (20,186 underlying) - 6,887
Stock Appreciation Right
Exercise: $102.25From: 2018-05-01Exp: 2025-04-30→ Class B Common (6,887 underlying) - 31,470
Stock Appreciation Right
Exercise: $38.43From: 2013-05-01Exp: 2020-04-30→ Class B Common (31,470 underlying)
Footnotes (2)
- [F1]These shares were issued on June 1, 2016, in connection with a July 25, 2013 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2016. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $74.06, which is the closing price of the issuers Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period.
- [F2]Updated to correct exercise price.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 3:00 PM ET
- Size
- 17.0 KB