4//SEC Filing
BROWN FORMAN CORP 4
Accession 0000014693-16-000147
$BF-ACIK 0000014693operating
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 3:02 PM ET
Size
11.1 KB
Accession
0000014693-16-000147
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Steiner Lisa P
SVP, Chief HR Officer
Transactions
- Award
Class A Common
2016-06-01+1,207→ 7,646 total
Holdings
- 111
Class B Common
- 730.157(indirect: DRIP)
Class A Common
- 6,739
Stock Appreciation Right
Exercise: $72.42From: 2016-05-01Exp: 2023-04-30→ Class B Common (6,739 underlying) - 5,641
Stock Appreciation Right
Exercise: $102.25From: 2018-05-01Exp: 2025-04-30→ Class B Common (5,641 underlying) - 125.84(indirect: DRIP)
Class B Common
- 5,467
Stock Appreciation Right
Exercise: $91.97From: 2017-05-01Exp: 2024-04-30→ Class B Common (5,467 underlying)
Footnotes (2)
- [F1]These shares were issued on June 1, 2016, in connection with a July 25, 2013 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2016. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $74.06, which is the closing price of the issuers Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period.
- [F2]Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2016.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 3:02 PM ET
- Size
- 11.1 KB