Home/Filings/4/0000014693-16-000164
4//SEC Filing

BROWN FORMAN CORP 4

Accession 0000014693-16-000164

$BF-ACIK 0000014693operating

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 5:15 PM ET

Size

20.9 KB

Accession

0000014693-16-000164

Insider Transaction Report

Form 4
Period: 2016-07-08
Jones Jill Ackerman
Senior Vice President
Transactions
  • Sale

    Class B Common

    2016-07-08$98.00/sh4,759$466,38219,863 total
  • Exercise/Conversion

    Class B Common

    2016-07-08$38.43/sh+15,106$580,52434,969 total
  • Tax Payment

    Class B Common

    2016-07-08$97.09/sh10,347$1,004,59024,622 total
  • Exercise/Conversion

    Stock Appreciation Right

    2016-07-0815,1060 total
    Exercise: $38.43From: 2013-05-01Exp: 2020-04-30Class B Common (15,106 underlying)
Holdings
  • Class B Common

    (indirect: ESPP)
    312.916
  • Class B Common

    (indirect: By Trust)
    45
  • Stock Appreciation Right

    Exercise: $91.97From: 2017-05-01Exp: 2024-04-30Class B Common (10,222 underlying)
    10,222
  • Class A Common

    (indirect: DRIP)
    223.852
  • Class A Common

    (indirect: ESPP)
    2,676.817
  • Stock Appreciation Right

    Exercise: $46.40From: 2014-05-01Exp: 2021-04-30Class B Common (16,759 underlying)
    16,759
  • Class A Common

    20,936
  • Class B Common

    (indirect: By 401(k))
    7,428.853
  • Class B Common

    (indirect: By Trust)
    45
  • Stock Appreciation Right

    Exercise: $58.70From: 2015-05-01Exp: 2022-04-30Class B Common (11,098 underlying)
    11,098
  • Stock Appreciation Right

    Exercise: $102.25From: 2018-05-01Exp: 2025-04-30Class B Common (12,592 underlying)
    12,592
  • Stock Appreciation Right

    Exercise: $72.42From: 2016-05-01Exp: 2023-04-30Class B Common (9,771 underlying)
    9,771
Footnotes (4)
  • [F1]The closing price of BF-B on July 7, 2016 was used to calculate the withholding obligation.
  • [F2]Number of shares acquired through the issuer's 401(k) plan as of July 7, 2016.
  • [F3]Number of shares acquired through the issuer's dividend reinvestment plan as of July 8, 2016.
  • [F4]Number of shares acquired through the issuer's employee stock purchase program as of July 8, 2016.

Issuer

BROWN FORMAN CORP

CIK 0000014693

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 5:15 PM ET
Size
20.9 KB