$BF-A|4Jul 11, 5:15 PM ET

BROWN FORMAN CORP 4

4 · BROWN FORMAN CORP · Filed Jul 11, 2016

Form 4

Period: 2016-07-08

Senior Vice President

Transactions

Sale
Class B Common
2016-07-08$98.00/sh−4,759$466,382→ 19,863 total
Exercise/Conversion
Class B Common
2016-07-08$38.43/sh+15,106$580,524→ 34,969 total
Tax Payment
Class B Common
2016-07-08$97.09/sh−10,347$1,004,590→ 24,622 total
Exercise/Conversion
Stock Appreciation Right
2016-07-08−15,106→ 0 total
Exercise: $38.43From: 2013-05-01Exp: 2020-04-30→ Class B Common (15,106 underlying)

Holdings

Class B Common
(indirect: ESPP)
312.916
Class B Common
(indirect: By Trust)
45
Stock Appreciation Right
Exercise: $91.97From: 2017-05-01Exp: 2024-04-30→ Class B Common (10,222 underlying)
10,222
Class A Common
(indirect: DRIP)
223.852
Class A Common
(indirect: ESPP)
2,676.817
Stock Appreciation Right
Exercise: $46.40From: 2014-05-01Exp: 2021-04-30→ Class B Common (16,759 underlying)
16,759
Class A Common
20,936
Class B Common
(indirect: By 401(k))
7,428.853
Class B Common
(indirect: By Trust)
45
Stock Appreciation Right
Exercise: $58.70From: 2015-05-01Exp: 2022-04-30→ Class B Common (11,098 underlying)
11,098
Stock Appreciation Right
Exercise: $102.25From: 2018-05-01Exp: 2025-04-30→ Class B Common (12,592 underlying)
12,592
Stock Appreciation Right
Exercise: $72.42From: 2016-05-01Exp: 2023-04-30→ Class B Common (9,771 underlying)
9,771

Footnotes (4)

[F1]The closing price of BF-B on July 7, 2016 was used to calculate the withholding obligation.
[F2]Number of shares acquired through the issuer's 401(k) plan as of July 7, 2016.
[F3]Number of shares acquired through the issuer's dividend reinvestment plan as of July 8, 2016.
[F4]Number of shares acquired through the issuer's employee stock purchase program as of July 8, 2016.

Documents

1 file