Earnings Feed
Start Free
Home/Filings/4/0000014693-16-000243
4//SEC Filing

BROWN FORMAN CORP 4

Accession 0000014693-16-000243

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 4:40 PM ET

Size

13.3 KB

Accession

0000014693-16-000243

Insider Transaction Report

Form 4
Period: 2016-10-14
BROWN FORMAN CORPBFA, BFB
Steiner Lisa P
SVP, Chief HR Officer
Transactions
  • Sale

    Class B Common

    2016-10-14$45.30/sh−10,510$476,103→ 0 total
Holdings

  • Class A Common

    15,292

  • Stock Appreciation Right

    Exercise: $51.13From: 2018-05-01Exp: 2025-04-30→ Class B Common (11,282 underlying)
    11,282

  • Class A Common

    (indirect: DRIP)
    1,491.454

  • Stock Appreciation Right

    Exercise: $36.21From: 2016-05-01Exp: 2023-04-30→ Class B Common (13,478 underlying)
    13,478

  • Stock Appreciation Right

    Exercise: $49.01From: 2019-05-01Exp: 2026-04-30→ Class B Common (15,014 underlying)
    15,014

  • Class B Common

    (indirect: DRIP)
    254.124

  • Stock Appreciation Right

    Exercise: $45.98From: 2017-05-01Exp: 2024-04-30→ Class B Common (10,934 underlying)
    10,934
Footnotes (8)
  • [F1]Reflects the acquisition of additional shares in the August 2016 stock split. Total also updated to correct prior reporting error.
  • [F2]On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 7,646 additonal shares.
  • [F3]Number of shares acquired through the issuer's dividend reinvestment plan as of October 17, 2016, including additional shares issued in the August 2016 stock split.
  • [F4]Exercise price adjusted as a result of the August 2016 stock split.
  • [F5]Reflects the acquisition of 6,739 additional SSARs in the August 2016 stock split.
  • [F6]Reflects the acquisition of 5,467 additional SSARs in the August 2016 stock split.
  • [F7]Reflects the acquisition of 5,641 additional SSARs in the August 2016 stock split.
  • [F8]Reflects the acquisition of 7,507 additional SSARs in the August 2016 stock split.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 4:40 PM ET
Size
13.3 KB
View on SEC.gov