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4//SEC Filing

BROWN FORMAN CORP 4

Accession 0000014693-16-000262

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 6:02 PM ET

Size

31.0 KB

Accession

0000014693-16-000262

Insider Transaction Report

Form 4
Period: 2016-12-22
BROWN FORMAN CORPBFA, BFB
Brown Owsley III
10% Owner
Transactions
  • Other

    Class A Common

    2016-12-22$46.51/sh+643,090$29,910,116→ 644,038 total
  • Gift

    Class A Common

    2016-10-10+283→ 21,195 total(indirect: By Trust)
  • Gift

    Class A Common

    2016-10-10+283→ 5,533 total(indirect: By Trust)
  • Gift

    Class A Common

    2016-10-10+283→ 2,749 total
  • Gift

    Class A Common

    2016-10-10+283→ 21,579 total(indirect: By Trust)
  • Gift

    Class A Common

    2016-10-10+283→ 6,745 total(indirect: By Trust)
  • Gift

    Class A Common

    2016-10-10−1,801→ 948 total
Holdings

  • Class A Common

    (indirect: By Trust)
    4,580

  • Class A Common

    (indirect: By Trust)
    42,478

  • Class B Common

    (indirect: By Trust)
    25,790

  • Class A Common

    (indirect: GRAT #2)
    67,292

  • Class B Common

    (indirect: By Trust)
    1,092

  • Class B Common

    (indirect: By Children)
    1,124

  • Class A Common

    (indirect: By Trust)
    28,028

  • Class A Common

    (indirect: GRAT #1)
    103,746

  • Class B Common

    (indirect: By Trust)
    91,342

  • Class B Common

    (indirect: By Children)
    41,610

  • Class A Common

    (indirect: By Children)
    62,984

  • Class A Common

    (indirect: By Trust)
    27,644

  • Class B Common

    (indirect: By Partnership)
    430,568

  • Class B Common

    (indirect: By Children)
    1,124

  • Class B Common

    (indirect: By Trust)
    20,640

  • Class B Common

    (indirect: By Trust)
    20,544

  • Class B Common

    (indirect: By Trust)
    24,254

  • Class A Common

    (indirect: By Trust)
    36
Footnotes (26)
  • [F1]In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 1,233 additional shares.
  • [F10]Reflects the acquisition of 20,805 additional shares in the August 2016 stock split.
  • [F11]Reflects the acquisition of 31,492 additional shares in the August 2016 stock split.
  • [F12]Reflects the acquisition of 12,127 additional shares in the August 2016 stock split.
  • [F13]Formerly known as CLB Trust fbo Catalina Brown.
  • [F14]Reflects the acquisition of 21,239 additional shares in the August 2016 stock split.
  • [F15]Reflects the acquisition of 10,320 additional shares in the August 2016 stock split.
  • [F16]Formerly known as CLB Trust fbo Chiara Brown.
  • [F17]Reflects the acquisition of 14,014 additional shares in the August 2016 stock split.
  • [F18]Reflects the acquisition of 10,272 additional shares in the August 2016 stock split.
  • [F19]Formerly known as CLB Trust fbo William Brown.
  • [F2]Reflects the acquisition of 10,648 additional shares in the August 2016 stock split.
  • [F20]Reflects the acquisition of 13,822 additional shares in the August 2016 stock split.
  • [F21]Reflects the acquisition of 18 additional shares in the August 2016 stock split.
  • [F22]Reflects the acquisition of 12,895 additional shares in the August 2016 stock split.
  • [F23]Reflects the acquisition of 51,873 additional shares in the August 2016 stock split.
  • [F24]Reflects the acquisition of 33,646 additional shares in the August 2016 stock split.
  • [F25]Reflects the acquisition of 546 additional shares in the August 2016 stock split.
  • [F26]Reflects the acquisition of 215,284 additional shares in the August 2016 stock split.
  • [F3]Reflects the acquisition of 10,456 additional shares in the August 2016 stock split.
  • [F4]Reflects the acquisition of 3,231 additional shares in the August 2016 stock split.
  • [F5]Reflects the acquisition of 2,625 additional shares in the August 2016 stock split.
  • [F6]On December 22, 2016, a limited partnership transferred 643,090 Class A shares to the reporting person as a partial redemption of the reporting person's interest in the partnership.
  • [F7]Reflects the acquisition of 562 additional shares in the August 2016 stock split.
  • [F8]Reflects the acquisition of 2,290 additional shares in the August 2016 stock split.
  • [F9]Reflects the acquisition of 45,671 additional shares in the August 2016 stock split.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 6:02 PM ET
Size
31.0 KB
View on SEC.gov