BROWN FORMAN CORP 4

Accession 0000014693-16-000266

$BF-ACIK 0000014693operating

View on SEC.gov Company Profile

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 6:07 PM ET

Size

36.4 KB

Accession

0000014693-16-000266

Insider Transaction Report

Form 4

Period: 2016-12-22

BROWN FORMAN CORPBFA, BFB

Barzun Brooke Brown

10% Owner

Transactions

Gift
Class A Common
2016-10-10+283→ 7,575 total(indirect: By Spouse)
Gift
Class A Common
2016-10-10+283→ 17,391 total(indirect: By Trust)
Other
Class A Common
2016-12-22$46.51/sh−643,090$29,910,116→ 723,110 total(indirect: Guilford-Brown LP)
Gift
Class A Common
2016-10-10+283→ 17,391 total(indirect: By Trust)
Gift
Class A Common
2016-10-10−1,801→ 472,375 total
Gift
Class A Common
2016-10-10+283→ 411,337 total(indirect: By Trust)
Gift
Class A Common
2016-10-10+1,801→ 12,517 total(indirect: By Trust)
Other
Class A Common
2016-12-22$46.51/sh−115,020$5,349,580→ 1,366,200 total(indirect: Guilford-Brown LP)
Gift
Class A Common
2016-10-10+283→ 9,763 total(indirect: By Trust)
Other
Class A Common
2016-12-22$46.51/sh+115,020$5,349,580→ 175,964 total(indirect: By Trust)

Holdings

Class A Common
(indirect: By Children)
62,984
Class B Common
(indirect: By Trust)
21,590
Class A Common
(indirect: By Trust)
31,832
Class B Common
(indirect: By Spouse)
1,892
Class B Common
(indirect: By Trust)
91,342
Class B Common
(indirect: By Trust)
34,500
Class A Common
(indirect: BBB 2010 GRAT)
19,626
Class A Common
(indirect: BBB 2011 GRAT)
83,496
Class B Common
(indirect: BBB 2011 GRAT)
8,450
Class B Common
(indirect: By Children)
41,610
Class B Common
(indirect: By Trust)
21,590
Class B Common
54,762
Class A Common
(indirect: BBB 2002 GRAT)
253,896
Class A Common
(indirect: By Trust)
4,580
Class B Common
(indirect: By Trust)
23,498
Class A Common
(indirect: By Trust)
39,460
Class B Common
(indirect: BBB 2002 GRAT)
45,794
Class A Common
(indirect: By Trust)
31,832

Footnotes (29)

[F1]In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 237,088 additional shares.
[F10]Reflects the acquisition of 30,472 additional shares in the August 2016 stock split.
[F11]Reflects the acquisition of 27,381 additional shares in the August 2016 stock split.
[F12]Reflects the acquisition of 22,897 additional shares in the August 2016 stock split.
[F13]Reflects the acquisition of 126,948 additional shares in the August 2016 stock split.
[F14]Reflects the acquisition of 9,813 additional shares in the August 2016 stock split.
[F15]Reflects the acquisition of 4,225 additional shares in the August 2016 stock split.
[F16]Reflects the acquisition of 41,748 additional shares in the August 2016 stock split.
[F17]Reflects the acquisition of 17,250 additional shares in the August 2016 stock split.
[F18]Reflects the acquisition of 946 additional shares in the August 2016 stock split.
[F19]Reflects the acquisition of 2,290 additional shares in the August 2016 stock split.
[F2]Reflects the acquisition of 205,527 additional shares in the August 2016 stock split.
[F20]Reflects the acquisition of 45,671 additional shares in the August 2016 stock split.
[F21]Reflects the acquisition of 20,805 additional shares in the August 2016 stock split.
[F22]Reflects the acquisition of 31,492 additional shares in the August 2016 stock split.
[F23]Reflects the acquisition of 11,749 additional shares in the August 2016 stock split.
[F24]Formerly known as CLB Trust fbo Charles Barzun.
[F25]Reflects the acquisition of 19,730 additional shares in the August 2016 stock split.
[F26]Reflects the acquisition of 10,795 additional shares in the August 2016 stock split.
[F27]Formerly known as CLB Trust fbo Eleanor Barzun.
[F28]Reflects the acquisition of 15,916 additional shares in the August 2016 stock split.
[F29]Formerly known as CLB Trust fbo Jacques Barzun.
[F3]Reflects the acquisition of 3,646 additional shares in the August 2016 stock split.
[F4]Reflects the acquisition of 5,358 additional shares in the August 2016 stock split.
[F5]Reflects the acquisition of 4,740 additional shares in the August 2016 stock split.
[F6]Reflects the acquisition of 8,554 additional shares in the August 2016 stock split.
[F7]On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership.
[F8]Reflects the acquisition of 740,610 additional shares in the August 2016 stock split.
[F9]On December 22, 2016, Guilford-Brown LP transferred 643,090 Class A shares to a limited partner as a partial redemption of a limited partner's interest.

Documents

1 file

4
wf-form4_148288001773230.xmlPrimary
FORM 4

Issuer

BROWN FORMAN CORP

CIK 0000014693

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000014693

Filing Metadata

Form type: 4
Filed: Dec 26, 7:00 PM ET
Accepted: Dec 27, 6:07 PM ET
Size: 36.4 KB

View on SEC.gov