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4//SEC Filing

BROWN FORMAN CORP 4

Accession 0000014693-17-000006

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 4:52 PM ET

Size

17.5 KB

Accession

0000014693-17-000006

Insider Transaction Report

Form 4
Period: 2017-01-13
BROWN FORMAN CORPBFA, BFB
Steiner Lisa P
SVP, Chief HR Officer
Transactions
  • Tax Payment

    Class B Common

    2017-01-13$44.17/sh−12,042$531,895→ 10,462 total
  • Sale

    Class B Common

    2017-01-13$43.88/sh−1,436$63,005→ 8,984 total
  • Sale

    Class B Common

    2017-01-13$43.92/sh−8,502$373,405→ 482 total
  • Exercise/Conversion

    Stock Appreciation Right

    2017-01-13−13,478→ 0 total
    Exercise: $36.21From: 2016-05-01Exp: 2023-04-30→ Class B Common (13,478 underlying)
  • Exercise/Conversion

    Class B Common

    2017-01-13$44.17/sh+13,478$595,323→ 22,462 total
Holdings

  • Stock Appreciation Right

    Exercise: $49.01From: 2019-05-01Exp: 2026-04-30→ Class B Common (15,014 underlying)
    15,014

  • Stock Appreciation Right

    Exercise: $51.13From: 2018-05-01Exp: 2025-04-30→ Class B Common (11,282 underlying)
    11,282

  • Stock Appreciation Right

    Exercise: $45.98From: 2017-05-01Exp: 2024-04-30→ Class B Common (10,934 underlying)
    10,934

  • Class A Common

    16,900

  • Class B Common

    (indirect: DRIP)
    259.57

  • Class A Common

    (indirect: DRIP)
    1,563.617
Footnotes (4)
  • [F1]Total updated to correct prior reporting error.
  • [F2]The closing price of BF-B on January 12, 2017 was used to calculate the withholding obligation.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.871 to $43.88, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of January 17, 2017.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 4:52 PM ET
Size
17.5 KB
View on SEC.gov