4//SEC Filing
BROWN FORMAN CORP 4
Accession 0000014693-17-000057
$BF-ACIK 0000014693operating
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 6:48 PM ET
Size
22.4 KB
Accession
0000014693-17-000057
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Fitzgerald Brian P
VP, Chief Accounting Officer
Transactions
- Exercise/Conversion
Stock Appreciation Right
2017-04-27−5,274→ 0 totalExercise: $16.88From: 2010-05-01Exp: 2017-04-30→ Class B Common (5,274 underlying) - Exercise/Conversion
Class B Common
2017-04-27$16.88/sh+5,274$89,025→ 6,662 total - Tax Payment
Class B Common
2017-04-27$46.76/sh−3,128$146,265→ 3,534 total
Holdings
- 7,938
Stock Appreciation Right
Exercise: $19.21From: 2013-05-01Exp: 2020-04-30→ Class B Common (7,938 underlying) - 6,948
Stock Appreciation Right
Exercise: $29.35From: 2015-05-01Exp: 2022-04-30→ Class B Common (6,948 underlying) - 8,892
Stock Appreciation Right
Exercise: $45.98From: 2017-05-01Exp: 2024-04-30→ Class B Common (8,892 underlying) - 9,456
Stock Appreciation Right
Exercise: $13.53From: 2012-05-01Exp: 2019-04-30→ Class B Common (9,456 underlying) - 4,844
Stock Appreciation Right
Exercise: $17.75From: 2011-05-01Exp: 2018-04-30→ Class B Common (4,844 underlying) - 7,478
Stock Appreciation Right
Exercise: $23.20From: 2014-05-01Exp: 2021-04-30→ Class B Common (7,478 underlying) - 11,524
Stock Appreciation Right
Exercise: $36.21From: 2016-05-01Exp: 2023-04-30→ Class B Common (11,524 underlying) - 10,428
Stock Appreciation Right
Exercise: $51.13From: 2018-05-01Exp: 2025-04-30→ Class B Common (10,428 underlying) - 14,256
Stock Appreciation Right
Exercise: $49.01From: 2019-05-01Exp: 2026-04-30→ Class B Common (14,256 underlying)
Footnotes (12)
- [F1]In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 694 additional shares.
- [F10]These stock appreciation rights were previously reported as covering 4,446 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
- [F11]These stock appreciation rights were previously reported as covering 5,214 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
- [F12]These stock appreciation rights were previously reported as covering 7,128 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.
- [F2]The closing price of BF-B on April 26, 2017 was used to calculate the withholding obligation.
- [F3]These stock appreciation rights were previously reported as covering 2,637 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split.
- [F4]These stock appreciation rights were previously reported as covering 2,422 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split.
- [F5]These stock appreciation rights were previously reported as covering 4,728 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
- [F6]These stock appreciation rights were previously reported as covering 3,969 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
- [F7]These stock appreciation rights were previously reported as covering 3,739 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
- [F8]These stock appreciation rights were previously reported as covering 3,474 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
- [F9]These stock appreciation rights were previously reported as covering 5,762 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 6:48 PM ET
- Size
- 22.4 KB