BROWN FORMAN CORP 4
4 · BROWN FORMAN CORP · Filed May 2, 2017
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Brown George Garvin IV
Director
Transactions
- Tax Payment
Class B Common
2017-04-30$47.32/sh−3,590$169,879→ 540,790 total - Exercise/Conversion
Class B Common
2017-04-30+7,872→ 544,380 total - Exercise/Conversion
Restricted Stock Units
2017-04-30−7,872→ 0 totalFrom: 2017-04-30→ Class B Common (7,872 underlying)
Holdings
- 510,337(indirect: GGB4 2012 LP)
Class B Common
- 5,946(indirect: By Trust)
Class B Common
- 37,636(indirect: 2010 GRAT)
Class B Common
- 7,390(indirect: By Trust)
Class B Common
- 156,600(indirect: By LLC)
Class B Common
- 17,253(indirect: 2012 GRAT)
Class B Common
- 26,262.995(indirect: By 401(k))
Class B Common
Footnotes (4)
- [F1]The restricted stock units were granted on July 25, 2013, and vested April 30, 2017.
- [F2]The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation.
- [F3]Number of shares acquired through the issuer's 401(k) plan as of May 2, 2017.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.