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4//SEC Filing

Brown George Garvin IV 4

Accession 0000014693-19-000031

CIK 0000014693other

View on SEC.gov Company Profile

Filed

May 1, 8:00 PM ET

Accepted

May 2, 6:11 PM ET

Size

424.6 KB

Accession

0000014693-19-000031

Insider Transaction Report

Form 4

Period: 2019-04-30

BROWN FORMAN CORPBFA, BFB

Brown George Garvin IV

Director

Transactions

Tax Payment
Class B Common
2019-04-30$52.98/sh−6,785$359,469→ 595,942 total
Exercise/Conversion
Restricted Stock Units
2019-04-30−968→ 0 total
From: 2019-05-01→ Class B Common (968 underlying)
Exercise/Conversion
Class B Common
2019-04-30+968→ 596,910 total
Exercise/Conversion
Class B Common
2019-04-30$10.62/sh+12,007$127,514→ 602,727 total
Tax Payment
Class B Common
2019-04-30$53.29/sh−442$23,554→ 596,468 total
Exercise/Conversion
Stock Appreciation Right
2019-04-30−12,007→ 0 total
Exercise: $10.62From: 2012-05-01Exp: 2019-04-30→ Class B Common (12,007 underlying)

Holdings

Class B Common
(indirect: GGB IV CLAT)
5,810
Class B Common
(indirect: GGB4 2012 LP)
1,178,039
Class B Common
(indirect: By Trust)
13,197
Class B Common
(indirect: Sullivan Street Partners)
23,812
Class B Common
(indirect: GGB4 2010 #1 LP)
264,777
Class B Common
(indirect: By Trust)
11,935

Footnotes (4)

[F1]The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation.
[F2]The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.
[F3]Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
[F4]The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019.

Documents

4 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

Entity typeother

Related Parties

1

filerCIK 0001362478

Filing Metadata

Form type: 4
Filed: May 1, 8:00 PM ET
Accepted: May 2, 6:11 PM ET
Size: 424.6 KB

View on SEC.gov