Brown George Garvin IV 4
4 · BROWN FORMAN CORP · Filed May 2, 2019
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Brown George Garvin IV
Director
Transactions
- Tax Payment
Class B Common
2019-04-30$52.98/sh−6,785$359,469→ 595,942 total - Exercise/Conversion
Restricted Stock Units
2019-04-30−968→ 0 totalFrom: 2019-05-01→ Class B Common (968 underlying) - Exercise/Conversion
Class B Common
2019-04-30+968→ 596,910 total - Exercise/Conversion
Class B Common
2019-04-30$10.62/sh+12,007$127,514→ 602,727 total - Tax Payment
Class B Common
2019-04-30$53.29/sh−442$23,554→ 596,468 total - Exercise/Conversion
Stock Appreciation Right
2019-04-30−12,007→ 0 totalExercise: $10.62From: 2012-05-01Exp: 2019-04-30→ Class B Common (12,007 underlying)
Holdings
- 5,810(indirect: GGB IV CLAT)
Class B Common
- 1,178,039(indirect: GGB4 2012 LP)
Class B Common
- 13,197(indirect: By Trust)
Class B Common
- 23,812(indirect: Sullivan Street Partners)
Class B Common
- 264,777(indirect: GGB4 2010 #1 LP)
Class B Common
- 11,935(indirect: By Trust)
Class B Common
Footnotes (4)
- [F1]The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation.
- [F2]The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- [F4]The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019.