BROWN FORMAN CORP·4

Sep 13, 4:24 PM ET

McCallum Mark I 4

4 · BROWN FORMAN CORP · Filed Sep 13, 2019

Insider Transaction Report

Form 4
Period: 2019-09-12
McCallum Mark I
Executive VP, COO
Transactions
  • Exercise/Conversion

    Class B Common

    2019-09-12$18.22/sh+58,947$1,073,83786,051 total
  • Exercise/Conversion

    Stock Appreciation Right

    2019-09-1258,9470 total
    Exercise: $18.22From: 2014-05-01Exp: 2021-04-30Class B Common (58,947 underlying)
  • Exercise/Conversion

    Stock Appreciation Right

    2019-09-1263,3160 total
    Exercise: $23.05From: 2015-05-01Exp: 2022-04-30Class B Common (63,316 underlying)
  • Sale

    Class B Common

    2019-09-12$65.61/sh44,577$2,924,47427,104 total
  • Tax Payment

    Class B Common

    2019-09-12$65.18/sh77,686$5,063,57371,681 total
  • Exercise/Conversion

    Class B Common

    2019-09-12$23.05/sh+63,316$1,459,244149,367 total
Footnotes (2)
  • [F1]The closing price of BF-B on September 11, 2019 was used to calculate the withholding obligation.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.41 to $65.79 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

3 files
  • 4
    wf-form4_156840623765582.xmlPrimary

    FORM 4

  • GRAPHIC
    markimccallumpoa2018002.jpg

    MCCALLUM POA 2018 GRAPHIC 2

  • GRAPHIC
    markimccallumpoa20180021.jpg

    MARK MCCALLUM POA GRAPHIC 1