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Brown Kelli 4

Accession 0000014693-20-000145

CIK 0000014693other

View on SEC.gov Company Profile

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 6:06 PM ET

Size

484.6 KB

Accession

0000014693-20-000145

Insider Transaction Report

Form 4

Period: 2020-09-15

BROWN FORMAN CORPBFA, BFB

SVP, Chief Accounting Officer

Transactions

Exercise/Conversion
Class B Common
2020-09-15$36.11/sh+1,024$36,976→ 2,173 total
Exercise/Conversion
Stock Appreciation Right
2020-09-15−1,024→ 0 total
Exercise: $36.11From: 2017-05-01Exp: 2024-04-30→ Class B Common (1,024 underlying)
Exercise/Conversion
Stock Appreciation Right
2020-09-15−1,500→ 655 total
Exercise: $40.15From: 2018-05-01Exp: 2025-04-30→ Class B Common (1,500 underlying)
Tax Payment
Class B Common
2020-09-15$79.49/sh−1,625$129,171→ 2,048 total
Exercise/Conversion
Class B Common
2020-09-15$40.15/sh+1,500$60,218→ 3,673 total
Sale
Class B Common
2020-09-15$78.97/sh−899$70,990→ 1,149 total

Holdings

Class B Common
(indirect: ESPP)
770.113
Class B Common
(indirect: DRIP)
8.185

Footnotes (3)

[F1]The closing price of BF-B on September 14, 2020 was used to calculate the withholding obligation.
[F2]Number of shares acquired through the issuer's employee stock purchase program as of September 15, 2020.
[F3]Number of shares acquired through the issuer's dividend reinvestment plan as of September 15, 2020.

Documents

4 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

Entity typeother

Related Parties

1

filerCIK 0001749663

Filing Metadata

Form type: 4
Filed: Sep 15, 8:00 PM ET
Accepted: Sep 16, 6:06 PM ET
Size: 484.6 KB

View on SEC.gov