BROWN FORMAN CORP·4

Sep 16, 6:06 PM ET

Brown Kelli 4

4 · BROWN FORMAN CORP · Filed Sep 16, 2020

Insider Transaction Report

Form 4
Period: 2020-09-15
Nelson Kelli
SVP, Chief Accounting Officer
Transactions
  • Exercise/Conversion

    Class B Common

    2020-09-15$36.11/sh+1,024$36,9762,173 total
  • Exercise/Conversion

    Stock Appreciation Right

    2020-09-151,0240 total
    Exercise: $36.11From: 2017-05-01Exp: 2024-04-30Class B Common (1,024 underlying)
  • Exercise/Conversion

    Stock Appreciation Right

    2020-09-151,500655 total
    Exercise: $40.15From: 2018-05-01Exp: 2025-04-30Class B Common (1,500 underlying)
  • Tax Payment

    Class B Common

    2020-09-15$79.49/sh1,625$129,1712,048 total
  • Exercise/Conversion

    Class B Common

    2020-09-15$40.15/sh+1,500$60,2183,673 total
  • Sale

    Class B Common

    2020-09-15$78.97/sh899$70,9901,149 total
Holdings
  • Class B Common

    (indirect: ESPP)
    770.113
  • Class B Common

    (indirect: DRIP)
    8.185
Footnotes (3)
  • [F1]The closing price of BF-B on September 14, 2020 was used to calculate the withholding obligation.
  • [F2]Number of shares acquired through the issuer's employee stock purchase program as of September 15, 2020.
  • [F3]Number of shares acquired through the issuer's dividend reinvestment plan as of September 15, 2020.

Documents

4 files
  • 4
    wf-form4_160029395484484.xmlPrimary

    FORM 4

  • EX-24

    KELLI NELSON POA 2018

  • GRAPHIC
    kellinelsonpoa2018001.jpg

    KELLI NELSON 2018 POA GRAPHIC 1

  • GRAPHIC
    kellinelsonpoa2018002.jpg

    KELLI NELSON 2018 POA GRAPHIC 2