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4//SEC Filing

Hayes John V. 4

Accession 0000014693-20-000164

CIK 0000014693other

View on SEC.gov Company Profile

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 4:44 PM ET

Size

11.8 KB

Accession

0000014693-20-000164

Insider Transaction Report

Form 4

Period: 2020-12-18

BROWN FORMAN CORPBFA, BFB

SVP, Chief Marketing Officer

Transactions

Exercise/Conversion
Class B Common
2020-12-18$18.22/sh+14,456$263,345→ 14,736 total
Tax Payment
Class B Common
2020-12-18$78.91/sh−8,514$671,840→ 6,222 total
Gift
Class B Common
2020-09-09−955→ 41,000.959 total(indirect: By Trust)
Exercise/Conversion
Stock Appreciation Right
2020-12-18−14,456→ 14,456 total
Exercise: $18.22From: 2014-05-01Exp: 2021-04-30→ Class B Common (14,456 underlying)

Holdings

Class B Common
(indirect: By 401(k))
7,771.329
Class B Common
(indirect: By LLC)
14,270.58

Footnotes (5)

[F1]The closing price of BF-B on December 17, 2020 was used to calculate the withholding obligation.
[F2]Updated to reflect transfer from direct holdings to revocable trust.
[F3]Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.
[F4]Number of shares acquired through the issuer's 401(k) plan as of December 17, 2020.
[F5]Holding inadvertently omitted from prior filing.

Documents

1 file

4
wf-form4_160867346654112.xmlPrimary
FORM 4

Issuer

BROWN FORMAN CORP

CIK 0000014693

Entity typeother

Related Parties

1

filerCIK 0001719143

Filing Metadata

Form type: 4
Filed: Dec 21, 7:00 PM ET
Accepted: Dec 22, 4:44 PM ET
Size: 11.8 KB

View on SEC.gov