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BROWN FORMAN CORP·4

Dec 22, 4:44 PM ET

Hayes John V. 4

4 · BROWN FORMAN CORP · Filed Dec 22, 2020

Insider Transaction Report

Form 4
Period: 2020-12-18
BROWN FORMAN CORPBFA, BFB
Hayes John V.
SVP, Chief Marketing Officer
Transactions
  • Exercise/Conversion

    Class B Common

    2020-12-18$18.22/sh+14,456$263,345→ 14,736 total
  • Tax Payment

    Class B Common

    2020-12-18$78.91/sh−8,514$671,840→ 6,222 total
  • Gift

    Class B Common

    2020-09-09−955→ 41,000.959 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Appreciation Right

    2020-12-18−14,456→ 14,456 total
    Exercise: $18.22From: 2014-05-01Exp: 2021-04-30→ Class B Common (14,456 underlying)
Holdings

  • Class B Common

    (indirect: By 401(k))
    7,771.329

  • Class B Common

    (indirect: By LLC)
    14,270.58
Footnotes (5)
  • [F1]The closing price of BF-B on December 17, 2020 was used to calculate the withholding obligation.
  • [F2]Updated to reflect transfer from direct holdings to revocable trust.
  • [F3]Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.
  • [F4]Number of shares acquired through the issuer's 401(k) plan as of December 17, 2020.
  • [F5]Holding inadvertently omitted from prior filing.

Documents

1 file
  • 4
    wf-form4_160867346654112.xmlPrimary

    FORM 4