4//SEC Filing
Alvarez Alejandro A 4
Accession 0000014693-21-000035
CIK 0000014693other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 6:26 PM ET
Size
11.0 KB
Accession
0000014693-21-000035
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Alvarez Alejandro A
SVP, CPO
Transactions
- Exercise/Conversion
Class B Common
2021-03-15$18.22/sh+10,589$192,900→ 12,915 total - Tax Payment
Class B Common
2021-03-15$71.91/sh−5,210$374,651→ 7,705 total - Sale
Class B Common
2021-03-15$72.23/sh−5,379$388,542→ 2,326 total - Exercise/Conversion
Stock Appreciation Right
2021-03-15−10,589→ 0 totalExercise: $18.22From: 2014-05-01Exp: 2021-04-30→ Class B Common (10,589 underlying)
Holdings
- 1,471.617(indirect: By 401(k))
Class B Common
Footnotes (3)
- [F1]The closing price of BF-B on March 12, 2021 was used to calculate the withholding obligation.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.211 to $72.28, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Number of shares acquired through the issuer's 401(k) plan as of March 15, 2021.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001598777
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 6:26 PM ET
- Size
- 11.0 KB