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BROWN FORMAN CORP·4

Apr 28, 4:38 PM ET

Hayes John V. 4

4 · BROWN FORMAN CORP · Filed Apr 28, 2021

Insider Transaction Report

Form 4
Period: 2021-04-27
BROWN FORMAN CORPBFA, BFB
Hayes John V.
SVP, Chief Marketing Officer
Transactions
  • Exercise/Conversion

    Class B Common

    2021-04-27$18.22/sh+14,456$263,345→ 20,678 total
  • Exercise/Conversion

    Stock Appreciation Right

    2021-04-27−14,456→ 0 total
    Exercise: $18.22From: 2014-05-01Exp: 2021-04-30→ Class B Common (14,456 underlying)
  • Tax Payment

    Class B Common

    2021-04-27$75.96/sh−6,928$526,251→ 7,808 total
Holdings

  • Class B Common

    (indirect: By 401(k))
    7,809.415

  • Class B Common

    (indirect: By LLC)
    14,270.58

  • Class B Common

    (indirect: By Trust)
    47,036.184
Footnotes (4)
  • [F1]The closing price of BF-B on April 26, 2021 was used to calculate the withholding obligation.
  • [F2]Updated to reflect transfer from direct holdings to revocable trust.
  • [F3]Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.
  • [F4]Number of shares acquired through the issuer's 401(k) plan as of April 26, 2021.

Documents

1 file
  • 4
    wf-form4_161964230326261.xmlPrimary

    FORM 4