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BROWN FORMAN CORP·4

Jul 6, 4:34 PM ET

Hawley Kirsten M 4

4 · BROWN FORMAN CORP · Filed Jul 6, 2021

Insider Transaction Report

Form 4
Period: 2021-07-01
BROWN FORMAN CORPBFA, BFB
Hawley Kirsten M
EVP, Chief Ppl/Places/Comm
Transactions
  • Exercise/Conversion

    Class B Common

    2021-07-01$39.76/sh+30,008$1,193,028→ 34,192 total
  • Tax Payment

    Class B Common

    [F1]
    2021-07-01$74.94/sh−22,135$1,658,797→ 12,057 total
  • Sale

    Class B Common

    [F2]
    2021-07-01$74.65/sh−7,873$587,693→ 4,184 total
  • Exercise/Conversion

    Stock Appreciation Right

    2021-07-01−30,008→ 0 total
    Exercise: $39.76From: 2020-05-01Exp: 2027-04-30→ Class B Common (30,008 underlying)
Holdings

  • Class B Common

    [F3]
    (indirect: By 401(k))
    5,407.007

  • Class B Common

    [F4]
    (indirect: DRIP)
    381.682
Footnotes (4)
  • [F1]The closing price of BF-B on June 30, 2021 was used to calculate the withholding obligation.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $74.66, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021.
  • [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of July 2, 2021.
Signature
Jaileah X. Huddleston, Attorney in Fact for Kirsten M. Hawley|2021-07-06

Documents

1 file
  • 4
    wf-form4_162560367100985.xmlPrimary

    FORM 4