4//SEC Filing
Nall Timothy M 4
Accession 0000014693-21-000160
CIK 0000014693other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:03 PM ET
Size
11.7 KB
Accession
0000014693-21-000160
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Nall Timothy M
EVP, Chief Supp/Tech
Transactions
- Exercise/Conversion
Class B Common
2021-09-10$28.43/sh+11,742$333,860→ 16,356 total - Tax Payment
Class B Common
2021-09-10$71.20/sh−7,973$567,678→ 8,383 total - Sale
Class B Common
2021-09-10$72.06/sh−3,769$271,602→ 4,614 total - Exercise/Conversion
Stock Appreciation Right
2021-09-10−11,742→ 0 totalExercise: $28.43From: 2016-05-01Exp: 2023-04-30→ Class B Common (11,742 underlying)
Holdings
- 6,288.66(indirect: By 401(k))
Class B Common
- 9(indirect: By Trust)
Class B Common
Footnotes (3)
- [F1]The closing price of BF-B on September 9, 2021 was used to calculate the withholding obligation.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.05 to $72.08, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Number of shares acquired through the issuer's 401(k) plan as of September 9, 2021.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001871904
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 5:03 PM ET
- Size
- 11.7 KB